DFX Intelligence
Reading the graph
Reading the graph
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Advisor at B•• I••••••••• A•••••••
BIRMINGHAM, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B•• I••••••••• A••••••• | Independent wealth | Nov 22, 2011 | n/a | yes | BIRMINGHAM, AL | Current employment |
| B•• S••••••••• L•• | Independent wealth | Jan 13, 2012 | Aug 3, 2026 | no | BIRMINGHAM, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B•• S••••••••• L•• | n/a | Aug 3, 2026 | n/a | n/a | Departure no registered destination | Departure |
| C••••••• F•••••••• A••••••• | B•• I••••••••• A••••••• | Jan 18, 2011 | Nov 22, 2011 | 308 |
| C••••••• F•••••••• A••••••• | Former SEC adviser | Jan 23, 2006 | Jan 18, 2011 | no | RALEIGH, NC|ATLANTA, GA | Previous registration |
| P••••• • C•• I••••••••• S••••••• I•• | n/a | Jun 23, 2004 | Dec 14, 2005 | no | ATLANTA, GA | Previous registration |
| M••••• K••••• • C••••••• L•• | Former SEC adviser | Jan 22, 2003 | May 13, 2004 | no | ATLANTA, GA | Previous registration |
| Other |
| P••••• • C•• I••••••••• S••••••• I•• | C••••••• F•••••••• A••••••• | Dec 14, 2005 | Jan 23, 2006 | 40 | Firm change | Other |
| M••••• K••••• • C••••••• L•• | P••••• • C•• I••••••••• S••••••• I•• | May 13, 2004 | Jun 23, 2004 | 41 | Firm change | Other |