DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BHK INVESTMENT ADVISORS

BHK INVESTMENT ADVISORS, LLC, CRD 140515

BIRMINGHAM, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f72e09fa-3b73-2f2c-61d9-9a506dcea666

Data as of Apr 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 1
On other graphs: 0
Observed: Mar 29, 2012 to Apr 27, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.61 fund_share=0.0 institutional_share=0.25 related_bd=true related_bank=false bd_reps=5.0
Regulatory AUM: $794MItem 5.F on the latest filing (2026-04-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $376M
Private client RAUM: $484MderivedItem 5.D individuals plus high net worth individuals
Private client share: 61%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $159Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 771
Individual clients: 123
High net worth clients: 181
Custody, client assets: $59.5M
SEC number: 801-66669
CIK: 1710539
CRD: 140515
Filings on the tape: 26
First filed: Mar 29, 2012
Latest filed: Apr 27, 2026
Organised: Limited Liability Company, AL
Website: bhkllc.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROBERT LEE BARNETT	Chartered Financial Consultant	BIRMINGHAM, AL	14	31	4	no
Michael Blair	n/a	BIRMINGHAM, AL	2	10	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BROCK, JOHN, GURNEY	President	Na	yes	10/2006	Mar 29, 2012	Mar 25, 2024
HAZZARD, MEREDYTH, ROBERTS	Member	C	yes	03/2005	Mar 29, 2012	Mar 25, 2024
HAZZARD, MEREDYTH, ROBERTS	CEO/CFO	Na	yes	03/2005	Mar 29, 2012	Mar 25, 2024
KNIGHT, JAMES, BAILEY	CHIEF COMPLIANCE OFFICER	Na	yes	03/2005	Mar 29, 2012	Mar 25, 2024
KNIGHT, JAMES, BAILEY	Member	C	yes	03/2005	Mar 29, 2012	Mar 25, 2024
BHK HOLDINGS, LLC	MANAGING MEMBER	E	no	03/2005	Mar 29, 2012	Mar 25, 2024
BROCK, JOHN, GURNEY	Member	C	no	03/2005	Mar 29, 2012	Mar 25, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BHK SECURITIES, LLC	n/a	Independent wealth	$128M	N	yes	Al

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 27, 2026	$794M	$376M	9	5	0	n/a	n/a
2024	Mar 24, 2025	$756M	$348M	7	4	0	n/a	n/a
2023	Mar 25, 2024	$664M	$321M	10	6	0	n/a	n/a
2022	Mar 31, 2023	$574M	$274M	9	5	0	n/a	n/a
2021	Mar 30, 2022	$701M	$324M	9	5	0	n/a	n/a
2020	Mar 30, 2021	$590M	$272M	8	4	0	n/a	n/a
2019	Mar 31, 2020	$539M	$227M	7	4	0	n/a	n/a
2018	Mar 29, 2019	$619M	$288M	10	7	0	n/a	n/a
2017	Mar 29, 2018	$571M	$238M	10	7	0	n/a	n/a
2016	Mar 30, 2017	$391M	$170M	9	6	n/a	n/a	n/a
2015	Mar 29, 2016	$373M	$134M	12	8	n/a	n/a	n/a
2014	Mar 26, 2015	$305M	$110M	12	8	n/a	n/a	n/a
2013	Mar 31, 2014	$264M	$95.5M	9	7	n/a	n/a	n/a
2012	Mar 28, 2013	$146M	$54.2M	9	7	n/a	n/a	n/a
2011	Mar 29, 2012	$708M	$39.5M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$794M	$756M	5.1%	$574M	11.4%	9	7	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MAYFAIR ADVISORY GROUP, LLC	2	Sep 6, 2019	Sep 6, 2019	BIRMINGHAM, AL	Team lift out	RIA to new firm	33.3%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BHK SECURITIES, LLC	2	Sep 6, 2019	Aug 19, 2014	BIRMINGHAM, AL	Channel change	RIA to RIA	33.3%

Relationships

Affiliated with (2)

→ BHK SECURITIES, LLCRegistered adviserother investment adviser, broker-dealer, custodian, common control
factForm ADV
← BHK SECURITIES, LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (8)

← Michael BlairAdvisorregistration: current employment
Mar 6, 2024 to presentfactForm ADV
← William Martin BeasleyAdvisorregistration: current employment
Jul 12, 2021 to presentfactForm ADV
← ROBERT LEE BARNETTAdvisorregistration: current employment
Nov 22, 2011 to presentfactForm ADV
← MEREDYTH ROBERTS HAZZARDAdvisorregistration: current employment
May 17, 2006 to presentfactForm ADV
← JAMES BAILEY KNIGHTAdvisorregistration: current employment
May 17, 2006 to presentfactForm ADV
← JOSEPH CHRISTOPHER MASONAdvisorregistration: previous registration
Mar 26, 2008 to Sep 6, 2019factForm ADV
← SAMUEL MCCURDY KIRKPATRICKAdvisorregistration: previous registration
Sep 6, 2006 to Sep 6, 2019factForm ADV
← CHARLES MITCHELL SMITHAdvisorregistration: previous registration
Aug 19, 2014 to Sep 6, 2019factForm ADV

Controls (3)

← HAZZARD, MEREDYTH, ROBERTSOwnerMEMBER, ownership code C, individual
Mar 29, 2012 to Mar 25, 2024factForm ADV
← KNIGHT, JAMES, BAILEYOwnerMEMBER, ownership code C, individual
Mar 29, 2012 to Mar 25, 2024factForm ADV
← BROCK, JOHN, GURNEYOwnerPRESIDENT, ownership code NA, individual
Mar 29, 2012 to Mar 25, 2024factForm ADV

Owns (2)

← BROCK, JOHN, GURNEYOwnerMEMBER, ownership code C, individual
Mar 29, 2012 to Mar 25, 2024factForm ADV
← BHK HOLDINGS, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Mar 29, 2012 to Mar 25, 2024factForm ADV

Moved with (2)

→ MAYFAIR ADVISORY GROUP, LLCRegistered adviser2 advisors, team lift out, same day
Sep 6, 2019 to Sep 6, 2019factForm ADV
← BHK SECURITIES, LLCRegistered adviser2 advisors, team lift out, same day
Sep 6, 2019 to Aug 19, 2014factForm ADV

Dated events

Occurred
Mar 29, 2018
Regulatory AUM changed
Bhk Investment Advisors reported RAUM $571.0M, up 46% from $390.7M (2017-03-30 to 2018-03-29)
Form ADVobserved 4 days ago
$180M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f72e09fa-3b73-2f2c-61d9-9a506dcea666
First observed: Mar 29, 2012
Last observed: Apr 27, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BHK INVESTMENT ADVISORS

BHK INVESTMENT ADVISORS, LLC, CRD 140515

BIRMINGHAM, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f72e09fa-3b73-2f2c-61d9-9a506dcea666

Data as of Apr 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:09 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROBERT LEE BARNETT

Chartered Financial Consultant

BIRMINGHAM, AL

Michael Blair

n/a

BIRMINGHAM, AL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BROCK, JOHN, GURNEY

President

yes

10/2006

Mar 29, 2012

Mar 25, 2024

HAZZARD, MEREDYTH, ROBERTS

Member

yes

03/2005

Mar 29, 2012

Mar 25, 2024

HAZZARD, MEREDYTH, ROBERTS

CEO/CFO

yes

03/2005

Mar 29, 2012

Mar 25, 2024

KNIGHT, JAMES, BAILEY

CHIEF COMPLIANCE OFFICER

yes

03/2005

Mar 29, 2012

Mar 25, 2024

KNIGHT, JAMES, BAILEY

Member

yes

03/2005

Mar 29, 2012

Mar 25, 2024

BHK HOLDINGS, LLC

MANAGING MEMBER

03/2005

Mar 29, 2012

Mar 25, 2024

BROCK, JOHN, GURNEY

Member

03/2005

Mar 29, 2012

Mar 25, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BHK SECURITIES, LLC

n/a

Independent wealth

$128M

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 27, 2026

$794M

$376M

n/a

2024

Mar 24, 2025

$756M

$348M

n/a

2023

Mar 25, 2024

$664M

$321M

n/a

2022

Mar 31, 2023

$574M

$274M

n/a

2021

Mar 30, 2022

$701M

$324M

n/a

2020

Mar 30, 2021

$590M

$272M

n/a

2019

Mar 31, 2020

$539M

$227M

n/a

2018

Mar 29, 2019

$619M

$288M

n/a

2017

Mar 29, 2018

$571M

$238M

n/a

2016

Mar 30, 2017

$391M

$170M

n/a

2015

Mar 29, 2016

$373M

$134M

n/a

2014

Mar 26, 2015

$305M

$110M

n/a

2013

Mar 31, 2014

$264M

$95.5M

n/a

2012

Mar 28, 2013

$146M

$54.2M

n/a

2011

Mar 29, 2012

$708M

$39.5M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$794M

$756M

5.1%

$574M

11.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MAYFAIR ADVISORY GROUP, LLC

Sep 6, 2019

BIRMINGHAM, AL

Team lift out

RIA to new firm

33.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BHK SECURITIES, LLC

Sep 6, 2019

Aug 19, 2014

BIRMINGHAM, AL

Channel change

RIA to RIA

33.3%