DFX Intelligence
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Reading the graph
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Advisor at P••• A••••••• G•••• I•••
MOUNT VERNON, IA | Peoria, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P••• A••••••• G•••• I••• | State registered | Aug 29, 2025 | n/a | yes | MOUNT VERNON, IA|Peoria, AZ | Current employment |
| V••••••• A•••••••• I••• | Bd affiliated wealth | Feb 17, 2015 | Sep 10, 2025 | no | SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V••••••• A•••••••• I••• | P••• A••••••• G•••• I••• | Sep 10, 2025 | Aug 29, 2025 | -12 | Firm change | Ibd to state RIA |
| A• G• E•••••• • S•••• I••• | V••••••• A•••••••• I••• | Apr 15, 2004 | Feb 17, 2015 |
| A• G• E•••••• • S•••• I••• | n/a | Oct 9, 2002 | Apr 15, 2004 | no | CORALVILLE, IA | Previous registration |
| I••••••••• A••••••• C••• | Former SEC adviser | Nov 6, 2001 | Oct 4, 2002 | no | CORALVILLE, IA | Previous registration |
| 3,960 |
| Firm change after gap |
| Other |
| I••••••••• A••••••• C••• | A• G• E•••••• • S•••• I••• | Oct 4, 2002 | Oct 9, 2002 | 5 | Firm change | Other |