RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• A••• B•••••
- P••• A••••••• G•••• I••• state registered currentsince Aug 29, 2025 · Mount Vernon, Ia
- V••••••• A•••••••• I••• BD affiliatedFeb 17, 2015 to Sep 10, 2025 · Scottsdale, Az
- A• G• E•••••• • S•••• I••• unclassifiedOct 9, 2002 to Apr 15, 2004 · Coralville, Ia
- I••••••••• A••••••• C••• formerNov 6, 2001 to Oct 4, 2002 · Coralville, Ia
- V••••••• A•••••••• I••• to P••• A••••••• G•••• I•••left Sep 10, 2025, registered Aug 29, 2025 (-12 days) · Affiliated broker-dealer or bank to a state-registered adviser
- A• G• E•••••• • S•••• I••• to V••••••• A•••••••• I•••left Apr 15, 2004, registered Feb 17, 2015 (3960 days) · Other
- I••••••••• A••••••• C••• to A• G• E•••••• • S•••• I•••left Oct 4, 2002, registered Oct 9, 2002 (5 days) · Other
- D••••• A••• B••••• left V••••••• A•••••••• I••• for P••• A••••••• G•••• I••• (registered 2025-08-29)Sep 10, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address