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V••••••• C••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

V••••••• C••••••• L•••

CRD 159183

NEW YORK, NY

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Search this name across graphsid dfx:ria:7eda854e-5937-aaa6-7fdc-5d0ef67dd59c

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 2
On other graphs: 2
Observed: Feb 13, 2012 to Mar 30, 2026
42 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

V••••••• C••••••• L•••

Private equity manager · shared crd

Independent Sponsorsidentity

V••••••• C••••••• L•••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.74 institutional_share=0.24 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $2.3BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.3B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
V••••••• M••••• F•••• L•••	Hedge Fund	$1.6B	Mar 28, 2024	148	Feb 13, 2012	reported	021-214653
V••••••• A••••••••• F•••• I••••• F•••• L•••	Hedge Fund	$208M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••• P••••	CHIEF FINANCIAL OFFICER	Na	yes	06/2014	Jul 14, 2015	Mar 28, 2024
C••••• R•••• M•••••••	G•••••• COUNSEL	Na	yes	07/2015	Jul 14, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
V••••••• C•••••• E••••• L••	n/a	n/a	n/a	Y	yes	n/a
V••••••• G•••••• P••••••• L••	n/a	n/a	n/a	N	yes	n/a
V••••••• S•••••• O••••••••• G•••••• P••••••• L••

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.3B	$2.6B	-10.7%	$3.0B	-8.5%	27	25	1	1

Relationships

Advises (5)

→ V••••••• S•••••• O••••••••• M••••• F•••• L•••Private fundOther Private Fund, IA
Mar 28, 2019 to presentfactForm ADV
→ V••••••• M••••• F•••• L•••Private fundHedge Fund, IA
Feb 13, 2012 to presentfactForm ADV
→ V••••••• E••••••• P••••••• P••••••• L••Private fundPrivate Equity Fund, IA
Apr 28, 2016 to presentfactForm ADV
→ V••••••• A••••••••• F•••• I••••• F•••• L•••

Dated events

Occurred
Mar 31, 2023
Ria raum c•••ge
V••••••• C••••••• L••• reported RAUM $3.0B, up 48% from $2.0B (2022-09-09 to 2023-03-31)
Form ADVobserved 6 days ago
$977M
Occurred
Mar 28, 2019
Ria raum c•••ge
V••••••• C••••••• L••• reported RAUM $2.0B, up 43% from $1.4B (2018-07-18 to 2019-03-28)
Form ADVobserved 6 days ago
$606M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7eda854e-5937-aaa6-7fdc-5d0ef67dd59c
First observed: Feb 13, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 30, 2026	$2.3B	$2.3B	27	11	1	4	n/a
2024	Mar 28, 2025	$2.6B	$2.6B	25	13	1	3	n/a
2023	Mar 28, 2024	$2.9B	$2.9B	25	13	1	3	$1.7B
2022	Mar 31, 2023	$3.0B	$3.0B	25	13	1	3	$1.9B
2021	Mar 31, 2022	$2.0B	$2.0B	28	14	1	3	$1.7B
2020	Mar 26, 2021	$1.9B	$1.9B	24	12	0	3	$1.5B
2019	Mar 26, 2020	$2.1B	$2.1B	24	14	0	3	$1.7B
2018	Mar 28, 2019	$2.0B	$2.0B	22	13	0	3	$1.5B
2017	Mar 29, 2018	$1.4B	$1.4B	20	12	0	2	$1.0B
2016	Mar 30, 2017	$1.5B	$1.5B	18	10	n/a	3	$1.3B
2015	Mar 30, 2016	$1.6B	$1.6B	20	12	n/a	2	$1.3B
2014	Mar 31, 2015	$1.1B	$1.1B	16	10	n/a	2	$937M
2013	Mar 31, 2014	$656M	$652M	16	7	n/a	1	$501M
2012	Apr 1, 2013	$526M	$526M	15	7	n/a	2	$300M