DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
V••••••• C••••••• L•••
Latest filing Mar 30, 2026
First filing on the tape Feb 13, 2012 · 42 filings
SEC status approved since Mar 29, 2012
RAUM
$2.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
27
11 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
4
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$2.3B as of Mar 30, 2026
Apr 1, 2013$526M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Apr 1, 20130 then
Employees (5.A)27 as of Mar 30, 2026
Apr 1, 201315 then
Private funds4 as of Mar 30, 2026
Apr 1, 20132 then
RAUM -11% over the last fiscal year-8.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $153MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 24%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.7B, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.7B74%
- Insurance companies$552M24%
- Corporations and businesses$33.7M1.5%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.7B for 9 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.74 institutional_share=0.24 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| V••••••• M••••• F•••• L••• | Hedge Fund | $1.6B | 148 | Feb 13, 2012 |
| V••••••• A••••••••• F•••• I••••• F•••• L•••no longer reported | Hedge Fund | $208M | 19 | Jan 9, 2015 |
| V••••••• S•••••• O••••••••• M••••• F•••• L••• | Other Private Fund | $138M | 17 | Mar 28, 2019 |
| N•• A•••••••• F•••• L•••no longer reported | Hedge Fund | $104M | 3 | Feb 13, 2012 |
| V••••••• E••••••• P••••••• P••••••• L•• | Private Equity Fund | $939,092 | 14 | Apr 28, 2016 |
Owners and control persons
Schedule A and B, latest filing
- C•••• P•••• · Chief Financial Officercontrolsince 06/2014 · owns less than 5%
- C••••• R•••• M••••••• · G•••••• Counselcontrolsince 07/2015 · owns less than 5%
- G•••••••• F•••••••• M••••• · Chief Investment Officercontrolsince 09/2009 · owns less than 5%
- L•••• M••••••• J••••• · Chief Operating Officer/Chief Compliance Officercontrolsince 08/2015 · owns less than 5%
- G•••••••• F•••••••• M••••• · Managing Membercontrolsince 07/2021 · owns 50% to 75% of G••••••• F••••• I••••••••• L••
Entity owners
- G••••••• F••••• I••••••••• L•• · Limited Partnerdirect · owns 75% or more
- V••••••• G•• L•• · G•••••• Partnerdirect · owns less than 5%
- F••••••• G••••••• 2••• F••••• T•••• · Non-Voting Memberindirect · owns 75% or more of F•• I••••••••• L••
- F•• I••••••••• L•• · Non-Voting Memberindirect · owns 25% to 50% of G••••••• F••••• I••••••••• L••
- V• P••••••••• I••••••••• L•• · Limited Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- V••••••• C•••••• E••••• L••investment advisery
- V••••••• G•••••• P••••••• L••bankpooled vehicle sponsorn
- V••••••• S•••••• O••••••••• G•••••• P••••••• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Mar 30, 2026institutional share of RAUM of 24% against a peer median of 0% (1506 comparable advisers, 98.0th percentile, 8.1 robust deviations)peers: asset managers, $1B to $5B (1,506) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 18 to 15Jan 5, 2026 to Mar 30, 2026
- Advisory employees · 13 to 11Jan 5, 2026 to Mar 30, 2026
- Assets in custody · $1.7B to $1.7BJan 5, 2026 to Mar 30, 2026
- Employees · 25 to 27Jan 5, 2026 to Mar 30, 2026
- Private funds · 3 to 4Jan 5, 2026 to Mar 30, 2026
- Discretionary RAUM · $2.6B to $2.3BJan 5, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $1.9B to $1.7BJan 5, 2026 to Mar 30, 2026
- RAUM · $2.6B to $2.3BJan 5, 2026 to Mar 30, 2026
- Accounts · 17 to 18Mar 28, 2024 to Mar 28, 2025
- Pooled vehicle clients · 10 to 9Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $1.7B to $1.7BMar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $2.9B to $2.6BMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $2.2B to $1.9BMar 28, 2024 to Mar 28, 2025
- RAUM · $2.9B to $2.6BMar 28, 2024 to Mar 28, 2025
- Pooled vehicle clients · 9 to 10Mar 31, 2023 to Mar 28, 2024
- Assets in custody · $1.9B to $1.7BMar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $3.0B to $2.9BMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $2.4B to $2.2BMar 31, 2023 to Mar 28, 2024
- RAUM · $3.0B to $2.9BMar 31, 2023 to Mar 28, 2024
- Accounts · 12 to 17Sep 9, 2022 to Mar 31, 2023
- Advisory employees · 14 to 13Sep 9, 2022 to Mar 31, 2023
- Pooled vehicle clients · 8 to 9Sep 9, 2022 to Mar 31, 2023
- Assets in custody · $1.5B to $1.9BSep 9, 2022 to Mar 31, 2023
- Employees · 28 to 25Sep 9, 2022 to Mar 31, 2023
- Discretionary RAUM · $2.0B to $3.0BSep 9, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.7B to $2.4BSep 9, 2022 to Mar 31, 2023
- RAUM · $2.0B to $3.0BSep 9, 2022 to Mar 31, 2023
- Other offices · 0 to 1Nov 15, 2021 to Mar 31, 2022
- Discretionary RAUM · $1.9B to $2.0BNov 15, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $1.5B to $1.7BNov 15, 2021 to Mar 31, 2022
- RAUM · $1.9B to $2.0BNov 15, 2021 to Mar 31, 2022
- Related adviser · false to trueNov 15, 2021 to Mar 31, 2022
- Accounts · 10 to 12Nov 15, 2021 to Mar 31, 2022
- Advisory employees · 12 to 14Nov 15, 2021 to Mar 31, 2022
- Assets in custody · $1.4B to $1.5BNov 15, 2021 to Mar 31, 2022
- Employees · 24 to 28Nov 15, 2021 to Mar 31, 2022
- Accounts · 9 to 10Apr 2, 2020 to Mar 26, 2021
- Advisory employees · 14 to 12Apr 2, 2020 to Mar 26, 2021
- Corporate clients · 1 to 2Apr 2, 2020 to Mar 26, 2021
Signals
2 dated events
- V••••••• C••••••• L••• reported RAUM $3.0B, up 48% from $2.0B (2022-09-09 to 2023-03-31)Mar 31, 2023 · ria raum c•••ge · derived
- V••••••• C••••••• L••• reported RAUM $2.0B, up 43% from $1.4B (2018-07-18 to 2019-03-28)Mar 28, 2019 · ria raum c•••ge · derived
Across DFX
shared identifiers only, never a name match
- V••••••• C••••••• L••• · Independent Sponsorsshared crd · capital_provider
- V••••••• C••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- V•••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-715-6800reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026