DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

JUSTIN MARCOS CAPPADONA

Advisor at LPL FINANCIAL LLC

MCALLEN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7ee503ea-5430-2048-49ed-46d53f27cc62

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 19, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 13, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 13, 1996
First registration: Sep 19, 1996
Dual registered: yes, broker-dealer
Other names: JUSTIN M CAPPADONA
IAPD individual key: 2775857

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 8, 2026	n/a	yes	MCALLEN, TX	Current employment
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Oct 28, 2016	Mar 6, 2026	no	McAllen, TX\|LINN, TX	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Nov 1, 2016	no	Rockport, TX\|MCALLEN, TX	Previous registration
MORGAN STANLEY & CO. LLC	n/a	May 23, 2008	Jun 1, 2009	no	MCALLEN, TX\|CORPUS CHRISTI, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 19, 1996	Jun 6, 2008	no	MCALLEN, TX\|MCALLEN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES & ASSOCIATES, INC.	LPL FINANCIAL LLC	Mar 6, 2026	Mar 8, 2026	2	Firm change	Ibd to ibd
MORGAN STANLEY	RAYMOND JAMES & ASSOCIATES, INC.	Nov 1, 2016	Oct 28, 2016	-4	Firm change	Wirehouse to ibd
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY & CO. LLC	Jun 6, 2008	May 23, 2008	-14	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
705:6413:TX:2026-03-06	Mar 6, 2026	Mar 8, 2026	LINN, TX	Firm change

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Mar 8, 2026 to presentfactForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Oct 28, 2016 to Mar 6, 2026factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Nov 1, 2016factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
May 23, 2008 to Jun 1, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 19, 1996 to Jun 6, 2008factForm ADV

Dated events

Occurred
Mar 6, 2026
Advisor changed firm
Justin Marcos Cappadona left Raymond James & Associates, Inc. for Lpl Financial Llc (registered 2026-03-08)
Form ADVobserved 5 days ago