DFX Intelligence
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Reading the graph
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Advisor at F••••• I•••••••••
PLANO, TX | Oakland, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F••••• I••••••••• | Independent wealth | Jan 13, 2015 | n/a | yes | PLANO, TX|Oakland, CA | Current employment |
| O•••• F•••••••• G••••• L•• | Independent wealth | Jun 27, 2012 | Dec 23, 2016 | no | SANTA BARBARA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• F•••••••• G••••• L•• | F••••• I••••••••• | Dec 23, 2016 | Jan 13, 2015 | -710 | Firm change after gap | Other |
| W•••• F•••• A••••••• | O•••• F•••••••• G••••• L•• | Jul 2, 2012 | Jun 27, 2012 |
| W•••• F•••• A••••••• | Wirehouse | Sep 10, 2010 | Jul 2, 2012 | no | SANTA BARBARA, CA | Previous registration |
| -5 |
| Firm change |
| Wirehouse to new firm |