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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

TIMOTHY ALEXANDER DONALDSON

Advisor at LPL FINANCIAL LLC

TAMPA, FL

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Search this name across graphsid dfx:ria:7f077c2d-3b65-9472-db4a-ffc501957c54

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Oct 14, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 12, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Oct 12, 2005
First registration: Oct 14, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 4998377

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 8, 2019	n/a	yes	TAMPA, FL	Current employment
CALTON & ASSOCIATES, INC.	Independent wealth	May 7, 2018	Dec 24, 2018	no	TAMPA, FL\|TAMPA, FL	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Mar 11, 2013	Apr 24, 2018	no	APPLETON, WI	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 8, 2010	Feb 13, 2013	no	TAMPA, FL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jan 4, 2010	no	PURCHASE, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Sep 11, 2007	Jun 1, 2009	no	Jacksonville, FL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 14, 2005	Jan 23, 2007	no	TAMPA, FL\|TAMPA, FL\|TAMPA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CALTON & ASSOCIATES, INC.	LPL FINANCIAL LLC	Dec 24, 2018	Jan 8, 2019	15	Firm change	RIA to RIA
INVEST FINANCIAL CORPORATION	CALTON & ASSOCIATES, INC.	Apr 24, 2018	May 7, 2018	13	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	INVEST FINANCIAL CORPORATION	Feb 13, 2013	Mar 11, 2013	26	Firm change	Other
MORGAN STANLEY	AMERIPRISE FINANCIAL SERVICES, LLC	Jan 4, 2010	Apr 8, 2010	94	Firm change	Wirehouse to ibd
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	CITIGROUP GLOBAL MARKETS INC.	Jan 23, 2007	Sep 11, 2007	231	Firm change	Other

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 8, 2019 to presentfactForm ADV
→ CALTON & ASSOCIATES, INC.Registered adviserregistration: previous registration
May 7, 2018 to Dec 24, 2018factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Mar 11, 2013 to Apr 24, 2018factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 8, 2010 to Feb 13, 2013factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jan 4, 2010factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Sep 11, 2007 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.