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Advisor at J.P. MORGAN SECURITIES LLC
Fayetteville, AR | Bentonville, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jun 17, 2020 | n/a | yes | Fayetteville, AR|Fayetteville, AR|Bentonville, AR | Current employment |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Nov 18, 2019 | Mar 27, 2020 | no | Southlake, TX | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Nov 18, 2019 | Mar 27, 2020 | no | Westlake, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | J.P. MORGAN SECURITIES LLC | Mar 27, 2020 | Jun 17, 2020 | 82 | Firm change | RIA to wirehouse |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Mar 27, 2020 | Nov 18, 2019 | -130 | Channel change | Other |