DFX Intelligence
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Reading the graph
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Advisor at U• A•••• M••••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••••• M••••••••• | Independent wealth | Jun 3, 2026 | n/a | yes | NORTH LITTLE ROCK, AR|Hilton Head, SC | Current employment |
| U• A•••• M••••••••• L•• | Institutional manager | Sep 29, 2025 | n/a | yes | PITTSBURGH, PA | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••• M••••• L•• | U• A•••• M••••••••• L•• | Oct 2, 2025 | Sep 29, 2025 | -3 | Firm change | Other |
| R••••••• A•••• M••••••••• L•• | P••••••••• A••••••• S••••••• L•• | Oct 1, 2019 | Dec 10, 2013 |
| C••••••• M••••• L•• |
| Asset manager |
| Aug 2, 2019 |
| Oct 2, 2025 |
| no |
| Canonsburg, PA|NEW CASTLE, PA|Hilton Head, SC |
| Previous registration |
| P••••••••• A••••••• S••••••• L•• | Former SEC adviser | Dec 10, 2013 | Jul 20, 2015 | no | PITTSBURGH, PA|SANTA BARBARA, CA|PITTSBURGH, PA | Previous registration |
| R••••••• A•••• M••••••••• L•• | Former SEC adviser | May 1, 2012 | Oct 1, 2019 | no | CANONSBURG, PA|Canonsburg, PA|Pittsburgh, PA|Pittsburgh, PA | Previous registration |
| B••• V••• C•••••• M••••••••• | n/a | May 16, 2005 | Oct 25, 2006 | no | WASHINGTON, PA | Previous registration |
| B••• V••• S••••••••• L•• | n/a | Feb 8, 2001 | Dec 31, 2005 | no | WASHINGTON, PA | Previous registration |
| -2,121 |
| Firm change after gap |
| Other |
| P••••••••• A••••••• S••••••• L•• | C••••••• M••••• L•• | Jul 20, 2015 | Aug 2, 2019 | 1,474 | Firm change after gap | Other |
| B••• V••• C•••••• M••••••••• | R••••••• A•••• M••••••••• L•• | Oct 25, 2006 | May 1, 2012 | 2,015 | Firm change after gap | Other |
| B••• V••• S••••••••• L•• | B••• V••• C•••••• M••••••••• | Dec 31, 2005 | May 16, 2005 | -229 | Firm change after gap | Other |