DFX Intelligence

R•••••• M••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner38 years in industry

R•••••• M••• A••••••

Advisor at M••••• F•••••••• S•••••••• I•••

ST. JOHNS, FL | Saint Johns, FL

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Search this name across graphsid dfx:ria:7f201e6c-f0cd-4410-9371-ddb19008dec3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Aug 7, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• F•••••••• S•••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 24, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• F•••••••• M••••••••• L••	Independent wealth	Aug 25, 2026	n/a	yes	Saint Johns, FL	Current employment
M••••• F•••••••• S•••••••• I•••	State registered	Oct 28, 2008	n/a	yes	ST. JOHNS, FL	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• C•••• P•••••••• L••	C•••••• F•••••••• M••••••••• L••	Feb 7, 2020	Aug 25, 2026	2,391	Firm change after gap	Other
F•••• F•••••••• A•••••••• L••	M••••• F•••••••• S•••••••• I•••	Aug 20, 2008	Oct 28, 2008

Relationships

Registered with (7)

→ C•••••• F•••••••• M••••••••• L••Registered adviserregistration: current employment
Aug 25, 2026 to presentfactForm ADV
→ M••••• F•••••••• S•••••••• I•••Registered adviserregistration: current employment
Oct 28, 2008 to presentfactForm ADV
→ F•••• C•••• P•••••••• L••Registered adviserregistration: previous registration
Jul 25, 2017 to Feb 7, 2020factForm ADV
→ F•••• F•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7f201e6c-f0cd-4410-9371-ddb19008dec3
First observed: Aug 7, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.