DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard Mark Allison
Certified Financial Planner
Feed of 09/14/2026
Also filed as Richard Allison Johnson
At current firm
17 y
since Oct 28, 2008
In the industry
38 y
since May 24, 1988 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
2
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Compass Financial Management LLC independent RIA currentsince Aug 25, 2026 · Saint Johns, Fl
- Marian Financial Services, Inc. state registered currentsince Oct 28, 2008 · St. Johns, Fl
- First Coast Planning, LLC unclassifiedJul 25, 2017 to Feb 7, 2020 · Jacksonville, Fl
- First Financial Advisors, LLC formerJun 6, 2007 to Aug 20, 2008 · Easley, Sc
- Skadvisors, LLC state registeredFeb 23, 2006 to Apr 4, 2007 · Jacksonville, Fl
- Rick Johnson Family Office, LLC unclassifiedSep 22, 2004 to Mar 4, 2005 · Jacksonville, Fl
- Charles Schwab & Co., Inc. national BDAug 7, 2000 to Aug 13, 2004 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- First Coast Planning, LLC to Compass Financial Management LLCleft Feb 7, 2020, registered Aug 25, 2026 (2391 days) · Other
- First Financial Advisors, LLC to Marian Financial Services, Inc.left Aug 20, 2008, registered Oct 28, 2008 (69 days) · Other
- Skadvisors, LLC to First Financial Advisors, LLCleft Apr 4, 2007, registered Jun 6, 2007 (63 days) · Other
- Rick Johnson Family Office, LLC to Skadvisors, LLCleft Mar 4, 2005, registered Feb 23, 2006 (356 days) · Other
- Charles Schwab & Co., Inc. to Rick Johnson Family Office, LLCleft Aug 13, 2004, registered Sep 22, 2004 (40 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address