DFX Intelligence

R••••• L•••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner23 years in industry

R••••• L•••• R••••

Advisor at E•••••••• W••••• M••••••••• I•••

APPLETON, WI

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Search this name across graphsid dfx:ria:7f2127c4-c675-6e24-7eb6-a5d3388287a6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 2
Observed: May 20, 2003 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

R••••• L•••• R••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

R••••• L•••• R••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• W••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 19, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•• M•••• S••••••••• L••	Independent wealth	Nov 19, 2013	n/a	yes	APPLETON, WI	Current employment
E•••••••• W••••• M••••••••• I•••	Independent wealth	Mar 13, 2013	n/a	yes	APPLETON, WI	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• • A••••••••• L••	I•••••••• L••	Feb 6, 2013	May 2, 2012	-280	Firm change after gap	Other
I•••••••• L••	E•••••••• W••••• M••••••••• I•••	Feb 6, 2013	Mar 13, 2013

Relationships

Registered with (4)

→ E•• M•••• S••••••••• L••Registered adviserregistration: current employment
Nov 19, 2013 to presentfactForm ADV
→ E•••••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Mar 13, 2013 to presentfactForm ADV
→ S••••••• • A••••••••• L••Registered adviserregistration: previous registration
May 20, 2003 to Feb 6, 2013factForm ADV
→ I•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7f2127c4-c675-6e24-7eb6-a5d3388287a6
First observed: May 20, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.