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L•••• J•••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

L•••• J•••• M••••••

Advisor at P••• S••• W••••• M•••••••••

CORONA, CA

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Search this name across graphsid dfx:ria:7f232131-d9d0-6a84-8044-337b0d61c53e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Sep 4, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• S••• W••••• M•••••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P••• S••• W••••• M•••••••••	State registered	Apr 22, 2025	n/a	yes	CORONA, CA	Current employment
B••• G••••• • C••••••• I•••	Independent wealth	Dec 10, 2024	Apr 21, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B••• G••••• • C••••••• I•••	P••• S••• W••••• M•••••••••	Apr 21, 2025	Apr 22, 2025	1	Firm change	RIA to state RIA
I• A••••••• S•••••••• I•••	B••• G••••• • C••••••• I•••	Dec 16, 2024

Relationships

Registered with (6)

→ P••• S••• W••••• M•••••••••Registered adviserregistration: current employment
Apr 22, 2025 to presentfactForm ADV
→ B••• G••••• • C••••••• I•••Registered adviserregistration: previous registration
Dec 10, 2024 to Apr 21, 2025factForm ADV
→ I• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Dec 11, 2023 to Dec 16, 2024factForm ADV
→ C•••• C•••••• S••••••••• L•••

Dated events

Occurred
Apr 21, 2025
Advisor changed firm
L•••• J•••• M•••••• left B••• G••••• • C••••••• I••• for P••• S••• W••••• M••••••••• (registered 2025-04-22)
Form ADVobserved 7 days ago
Occurred
Dec 16, 2024
Advisor changed firm
L•••• J•••• M•••••• left I• A••••••• S•••••••• I••• for B••• G••••• • C••••••• I••• (registered 2024-12-10)
Form ADVobserved 7 days ago
Occurred
Dec 15, 2023
Advisor changed firm
L•••• J•••• M•••••• left C•••• C•••••• S••••••••• L••• for I• A••••••• S•••••••• I••• (registered 2023-12-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7f232131-d9d0-6a84-8044-337b0d61c53e
First observed: Sep 4, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.