DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Larry James Miranda

Palo Seco Wealth Managementstate registeredCorona, CaIA-onlyIAPD 2568388

Feed of 09/14/2026

Also filed as Larry James Miranda

At current firm

1 y

since Apr 22, 2025

In the industry

20 y

since Oct 1, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Palo Seco Wealth Management state registered current
since Apr 22, 2025 · Corona, Ca
B.B. Graham & Company, Inc. independent RIA
Dec 10, 2024 to Apr 21, 2025 · Walnut, Ca
Ic Advisory Services, Inc. former
Dec 11, 2023 to Dec 16, 2024 · Walnut, Ca
Crown Capital Securities, L.P. former
Nov 6, 2018 to Dec 15, 2023 · Walnut, Ca
Pruco Securities, LLC no RAUM
Mar 13, 2018 to Nov 7, 2018 · Walnut, Ca
Crown Capital Securities, L.P. former
Mar 18, 2013 to Feb 13, 2018 · Orange, Ca
Kms Financial Services, Inc former
Sep 4, 2006 to Mar 15, 2013 · Walnut, Ca

Moves

a registration end followed by a registration begin elsewhere

B.B. Graham & Company, Inc. to Palo Seco Wealth Management
left Apr 21, 2025, registered Apr 22, 2025 (1 days) · RIA to a state-registered adviser
Ic Advisory Services, Inc. to B.B. Graham & Company, Inc.
left Dec 16, 2024, registered Dec 10, 2024 (-6 days) · Affiliated broker-dealer or bank to independent RIA
Crown Capital Securities, L.P. to Ic Advisory Services, Inc.
left Dec 15, 2023, registered Dec 11, 2023 (-4 days) · Affiliated broker-dealer or bank to another
Pruco Securities, LLC to Crown Capital Securities, L.P.
left Nov 7, 2018, registered Nov 6, 2018 (-1 days) · Affiliated broker-dealer or bank to independent RIA
Crown Capital Securities, L.P. to Pruco Securities, LLC
left Feb 13, 2018, registered Mar 13, 2018 (28 days) · Other
Kms Financial Services, Inc to Crown Capital Securities, L.P.
left Mar 15, 2013, registered Mar 18, 2013 (3 days) · Other

Signals

Larry James Miranda left B.B. Graham & Company, Inc. for Palo Seco Wealth Management (registered 2025-04-22)
Apr 21, 2025 · Advisor changed firm · fact
Larry James Miranda left Ic Advisory Services, Inc. for B.B. Graham & Company, Inc. (registered 2024-12-10)
Dec 16, 2024 · Advisor changed firm · fact
Larry James Miranda left Crown Capital Securities, L.P. for Ic Advisory Services, Inc. (registered 2023-12-11)
Dec 15, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address