DFX Intelligence

K•••• M•••••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

K•••• M•••••• F••••

Advisor at X••• S•••••••

Harrisonburg, VA | BOZEMAN, MT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7f3ea72a-5b99-43b7-1a0b-7606c4c4685f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Oct 26, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: X••• S•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
X••• S•••••••	Independent wealth	Jan 9, 2026	n/a	yes	Harrisonburg, VA\|BOZEMAN, MT	Current employment
O•••• I••••••••• I•••	Bd affiliated wealth	Apr 14, 2025	Sep 8, 2025	no	MERIDEN, CT\|Harrisonburg, VA\|Harrisonburg, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• I••••••••• I•••	X••• S•••••••	Sep 8, 2025	Jan 9, 2026	123	Firm change	Ibd to RIA
L•• F•••••••• L••	O•••• I••••••••• I•••	Apr 24, 2025	Apr 14, 2025

Relationships

Registered with (4)

→ X••• S•••••••Registered adviserregistration: current employment
Jan 9, 2026 to presentfactForm ADV
→ O•••• I••••••••• I•••Registered adviserregistration: previous registration
Apr 14, 2025 to Sep 8, 2025factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 5, 2025 to Apr 24, 2025factForm ADV
→ C••••••••• F•••••••• N••••••

Dated events

Occurred
Sep 8, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 24, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 21, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7f3ea72a-5b99-43b7-1a0b-7606c4c4685f
First observed: Oct 26, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.