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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

RETIREMENT DESIGN & MANAGEMENT INC

CRD 106067

WESTPORT, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7f42b8a8-6eb6-dd91-3e3b-311944ea926f

Data as of Mar 23, 2016 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Feb 16, 2012 to Mar 23, 2016
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $599MItem 5.F on the latest filing (2016-03-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $599M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 15
Advisory employees: 6
Accounts: 988
SEC number: 801-47206
CRD: 106067
Filings on the tape: 15
First filed: Feb 16, 2012
Latest filed: Mar 23, 2016
Organised: Corporation, Connecticut

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
RDM ALPHASECTOR FUND, LP	Hedge Fund	$7.4M	Apr 14, 2014	17	Oct 29, 2013	dropped	021-197420

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MAYPER, THOMAS, OWEN	EXEC. VICE PRES.& MANAGING DIRECTOR	Na	yes	06/1992	Feb 16, 2012	Mar 23, 2016
WEINER, RONALD, D	President	E	yes	09/1991	Feb 16, 2012	Mar 23, 2016
BODOSSIAN, JILL, CHRISTINE	CHIEF COMPLIANCE OFFICER	Na	no	06/2003	Feb 16, 2012	Mar 23, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RDM INSURANCE SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a
RDM INVESTMENT SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
BOCA RATON	FL	United States	n/a	no
GARDEN CITY	NY	United States	n/a	no
NEW YORK	NY	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 23, 2016	$599M	$599M	15	6	n/a	n/a	n/a
2014	Mar 30, 2015	$636M	$635M	14	6	n/a	n/a	n/a
2013	Mar 31, 2014	$570M	$569M	14	6	n/a	1	$7.4M
2012	Mar 18, 2013	$505M	$505M	14	6	n/a	n/a	n/a
2011	Feb 16, 2012	$437M	$437M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$599M	$636M	-5.8%	$505M	5.9%	15	14	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
HIGHTOWER ADVISORS, LLC	3	Oct 17, 2016	Oct 14, 2016	WESTPORT, CT	Firm absorbed	Other	100.0%

Relationships

Controls (2)

← WEINER, RONALD, DOwnerPRESIDENT, ownership code E, individual
Feb 16, 2012 to presentfactForm ADV
← MAYPER, THOMAS, OWENOwnerEXEC. VICE PRES.& MANAGING DIRECTOR, ownership code NA, individual
Feb 16, 2012 to presentfactForm ADV

Owns (1)

← BODOSSIAN, JILL, CHRISTINEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 16, 2012 to presentfactForm ADV

Registered with (6)

← JEFFREY LEE CORLISSAdvisorregistration: previous registration
Jan 24, 2013 to Oct 17, 2016factForm ADV
← THOMAS OWEN MAYPERAdvisorregistration: previous registration
Apr 3, 2000 to Oct 17, 2016factForm ADV
← ELENA ANNE DIMICELIAdvisorregistration: previous registration
Apr 3, 2000 to Oct 17, 2016factForm ADV
← ANDREW S WEISSMANAdvisorregistration: previous registration
May 22, 2012 to Sep 28, 2015factForm ADV
← MARK STUART SCHAFFERAdvisorregistration: previous registration
Jun 5, 2007 to Aug 1, 2011factForm ADV
← MARK WEIDERMANAdvisorregistration: previous registration
Apr 3, 2000 to Mar 23, 2004factForm ADV

Moved with (1)

→ HIGHTOWER ADVISORS, LLCRegistered adviser3 advisors, firm absorbed, same day
Oct 17, 2016 to Oct 14, 2016factForm ADV

Advises (1)

→ RDM ALPHASECTOR FUND, LPPrivate fundHedge Fund, IA, no longer reported
Oct 29, 2013 to Apr 14, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7f42b8a8-6eb6-dd91-3e3b-311944ea926f
First observed: Feb 16, 2012
Last observed: Mar 23, 2016 127 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RETIREMENT DESIGN & MANAGEMENT INC

CRD 106067

WESTPORT, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7f42b8a8-6eb6-dd91-3e3b-311944ea926f

Data as of Mar 23, 2016 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:59 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

RDM ALPHASECTOR FUND, LP

Hedge Fund

$7.4M

Apr 14, 2014

Oct 29, 2013

dropped

021-197420

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MAYPER, THOMAS, OWEN

EXEC. VICE PRES.& MANAGING DIRECTOR

yes

06/1992

Feb 16, 2012

Mar 23, 2016

WEINER, RONALD, D

President

yes

09/1991

Feb 16, 2012

Mar 23, 2016

BODOSSIAN, JILL, CHRISTINE

CHIEF COMPLIANCE OFFICER

06/2003

Feb 16, 2012

Mar 23, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RDM INSURANCE SERVICES, INC.

n/a

yes

n/a

RDM INVESTMENT SERVICES, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

BOCA RATON

United States

n/a

GARDEN CITY

United States

n/a

NEW YORK

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 23, 2016

$599M

n/a

2014

Mar 30, 2015

$636M

$635M

n/a

2013

Mar 31, 2014

$570M

$569M

n/a

$7.4M

2012

Mar 18, 2013

$505M

n/a

2011

Feb 16, 2012

$437M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$599M

$636M

-5.8%

$505M

5.9%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

HIGHTOWER ADVISORS, LLC

Oct 17, 2016

Oct 14, 2016

WESTPORT, CT

Firm absorbed

Other

100.0%