DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at HIGHTOWER ADVISORS, LLC
West Port, CT | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Oct 14, 2016 | n/a | yes | CHICAGO, IL|West Port, CT | Current employment |
| RETIREMENT DESIGN & MANAGEMENT INC | Former SEC adviser | Jan 24, 2013 | Oct 17, 2016 | no | WESTPORT, CT | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Nov 17, 2009 | Jan 23, 2013 | no | STAMFORD, CT|SHELTON, CT | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Apr 18, 2006 | Nov 16, 2009 | no | SHELTON, CT | Previous registration |
| REBY ADVISORS, LLC | Former SEC adviser | Jul 26, 2005 | Mar 14, 2006 | no | DANBURY, CT | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Oct 15, 2002 | Jul 11, 2005 | no | STAMFORD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RETIREMENT DESIGN & MANAGEMENT INC | HIGHTOWER ADVISORS, LLC | Oct 17, 2016 | Oct 14, 2016 | -3 | Firm change | Other |
| MSI FINANCIAL SERVICES, INC. | RETIREMENT DESIGN & MANAGEMENT INC | Jan 23, 2013 | Jan 24, 2013 | 1 | Firm change | Other |
| REBY ADVISORS, LLC | MSI FINANCIAL SERVICES, INC. | Mar 14, 2006 | Apr 18, 2006 | 35 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | REBY ADVISORS, LLC | Jul 11, 2005 | Jul 26, 2005 | 15 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 106067:145323:CT:2016-10-17 | Oct 17, 2016 | Oct 14, 2016 | WESTPORT, CT | Firm change |