DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•• W••••• A•••••••
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I••••• A•••• M••••••••• | No RAUM reported | Nov 17, 2025 | n/a | yes | CHICAGO, IL | Current employment |
| R•• W••••• A••••••• | Independent wealth | May 13, 2010 | n/a | yes | CHICAGO, IL | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••••••••• L•• | R•• W••••• A••••••• | May 18, 2010 | May 13, 2010 | -5 | Firm change | Other |
| V••• F•••••••• A•••••••• I••• | B••••••••• L•• | Apr 21, 2005 | Jul 14, 2009 |
| Former SEC adviser |
| Jul 14, 2009 |
| May 18, 2010 |
| no |
| CHICAGO, IL|CHICAGO, IL |
| Previous registration |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Jul 28, 2004 | Apr 21, 2005 | no | EAST DUNDEE, IL | Previous registration |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Oct 20, 2003 | Jun 14, 2004 | no | DOWNERS GROVE, IL | Previous registration |
| Firm change after gap |
| Other |
| M•• F•••••••• S•••••••• I••• | V••• F•••••••• A•••••••• I••• | Jun 14, 2004 | Jul 28, 2004 | 44 | Firm change | Other |