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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

RCM WEALTH ADVISORS

KNOW YOUR OPTIONS LLC, CRD 153641

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b7704b98-e9de-b2c7-42f6-51a90a89c3dd

Data as of Aug 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 2
On other graphs: 0
Observed: Apr 8, 2015 to Aug 27, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.53 fund_share=0.0 institutional_share=0.47 related_bd=false related_bank=true bd_reps=0.0 bank_owner=false
Regulatory AUM: $389MItem 5.F on the latest filing (2026-08-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $177M
Private client RAUM: $208MderivedItem 5.D individuals plus high net worth individuals
Private client share: 53%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 12
RAUM per advisor: $32.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 15
Advisory employees: 12
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 1,123
Individual clients: 646
High net worth clients: 151
SEC number: 801-92177
CRD: 153641
Filings on the tape: 25
First filed: Apr 8, 2015
Latest filed: Aug 27, 2026
Organised: Limited Liability Company, IL
Website: rcmwa.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MICHAEL R TOSAW	n/a	CHICAGO, IL	16	23	3	no
GEORGE A TKACZUK	n/a	CHICAGO, IL	15	22	n/a	no
TIMOTHY M WEBB	n/a	CHICAGO, IL \| Crown Point, IN	14	22	4	no
JAMES CLAUDE BELLINGER	n/a	ITASCA, IL	12	48	3	no
CHRISTOPHER F CHIU	n/a	CHICAGO, IL	11	15	1	no
FRANK HELMUT SCHULZ	n/a	CHICAGO, IL	11	20	1	no
JACOB ALAN MOSS	n/a	CHICAGO, IL	6	14	2	no
Brady Thomas Lawrence	n/a	Crown Point, IN \| CHICAGO, IL	3	12	n/a	no
MARK DAVID KERMAN	n/a	CHICAGO, IL	1	21	2	no
RICHARD MICHAEL SENATORE	n/a	Bedford, NH \| CHICAGO, IL	1	34	2	no
Peter Michael Clementz	n/a	CHICAGO, IL	0	12	n/a	no
Daniel Lucas Dickerson	n/a	Hot Springs, AR \| CHICAGO, IL	0	15	4	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SCHWARTZ, ROBERT	Member	C	yes	12/2012	Apr 8, 2015	Mar 7, 2024
WEBB, TIMOTHY, M	CIO, CCO	D	yes	06/2013	Apr 8, 2015	Mar 7, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ROBERT SCHWARTZ	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Itasca	IL	United States	1	no
CROWN POINT	In	United States	1	no
Hoxie	Ks	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 11 of 12

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 4, 2026	$389M	$177M	15	12	4	n/a	n/a
2024	Mar 24, 2025	$324M	$127M	14	11	4	n/a	n/a
2023	Mar 7, 2024	$255M	$96.9M	12	9	3	n/a	n/a
2022	Mar 27, 2023	$244M	$90.0M	12	9	3	n/a	n/a
2021	Mar 31, 2022	$233M	$108M	10	7	2	n/a	n/a
2020	Mar 30, 2021	$202M	$85.0M	12	9	2	n/a	n/a
2019	Apr 1, 2020	$187M	$66.0M	10	8	1	n/a	n/a
2018	Mar 29, 2019	$186M	$60.0M	10	8	1	n/a	n/a
2017	Mar 31, 2018	$193M	$70.0M	12	11	1	n/a	n/a
2016	Mar 31, 2017	$180M	$58.0M	13	11	n/a	n/a	n/a
2015	Mar 29, 2016	$154M	$44.0M	15	13	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	3	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$389M	$324M	20.0%	$244M	16.8%	15	14	4	4

Relationships

Registered with (15)

← Daniel Lucas DickersonAdvisorregistration: current employment
Mar 4, 2026 to presentfactForm ADV
← Peter Michael ClementzAdvisorregistration: current employment
Dec 17, 2025 to presentfactForm ADV
← RICHARD MICHAEL SENATOREAdvisorregistration: current employment
Jan 7, 2025 to presentfactForm ADV
← MARK DAVID KERMANAdvisorregistration: current employment
Nov 27, 2024 to presentfactForm ADV
← Brady Thomas LawrenceAdvisorregistration: current employment
Dec 14, 2022 to presentfactForm ADV
← JACOB ALAN MOSSAdvisorregistration: current employment
Sep 2, 2020 to presentfactForm ADV
← FRANK HELMUT SCHULZAdvisorregistration: current employment
Feb 10, 2015 to presentfactForm ADV
← CHRISTOPHER F CHIUAdvisorregistration: current employment
Dec 10, 2014 to presentfactForm ADV
← JAMES CLAUDE BELLINGERAdvisorregistration: current employment
Aug 4, 2014 to presentfactForm ADV
← TIMOTHY M WEBBAdvisorregistration: current employment
Mar 16, 2012 to presentfactForm ADV
← GEORGE A TKACZUKAdvisorregistration: current employment
Apr 8, 2011 to presentfactForm ADV
← MICHAEL R TOSAWAdvisorregistration: current employment
May 13, 2010 to presentfactForm ADV
← Scott E KraseAdvisorregistration: previous registration
Mar 29, 2018 to Aug 31, 2021factForm ADV
← Edward A CheathamAdvisorregistration: previous registration
Mar 7, 2016 to Apr 4, 2019factForm ADV
← ANDREW TRACY GIOVINAZZIAdvisorregistration: previous registration
Apr 22, 2015 to Mar 30, 2017factForm ADV

Affiliated with (1)

← IOLITE ASSET MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (2)

← WEBB, TIMOTHY, MOwnerCIO, CCO, ownership code D, individual
Apr 8, 2015 to Mar 7, 2024factForm ADV
← SCHWARTZ, ROBERTOwnerMEMBER, ownership code C, individual
Apr 8, 2015 to Mar 7, 2024factForm ADV

Dated events

Occurred
Aug 10, 2020
Control person left
Alan Michael Cavanaugh (Ceo) no longer on Schedule A of Rcm Wealth Advisors (listed 2020-07-01, absent 2020-08-10)
Form ADVobserved 4 days ago
Occurred
Apr 8, 2015
First Form ADV filing
Rcm Wealth Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b7704b98-e9de-b2c7-42f6-51a90a89c3dd
First observed: Apr 8, 2015
Last observed: Aug 27, 2026 23 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RCM WEALTH ADVISORS

KNOW YOUR OPTIONS LLC, CRD 153641

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b7704b98-e9de-b2c7-42f6-51a90a89c3dd

Data as of Aug 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:21 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MICHAEL R TOSAW

n/a

CHICAGO, IL

GEORGE A TKACZUK

n/a

CHICAGO, IL

n/a

TIMOTHY M WEBB

n/a

CHICAGO, IL | Crown Point, IN

JAMES CLAUDE BELLINGER

n/a

ITASCA, IL

CHRISTOPHER F CHIU

n/a

CHICAGO, IL

FRANK HELMUT SCHULZ

n/a

CHICAGO, IL

JACOB ALAN MOSS

n/a

CHICAGO, IL

Brady Thomas Lawrence

n/a

Crown Point, IN | CHICAGO, IL

n/a

MARK DAVID KERMAN

n/a

CHICAGO, IL

RICHARD MICHAEL SENATORE

n/a

Bedford, NH | CHICAGO, IL

Peter Michael Clementz

n/a

CHICAGO, IL

n/a

Daniel Lucas Dickerson

n/a

Hot Springs, AR | CHICAGO, IL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SCHWARTZ, ROBERT

Member

yes

12/2012

Apr 8, 2015

Mar 7, 2024

WEBB, TIMOTHY, M

CIO, CCO

yes

06/2013

Apr 8, 2015

Mar 7, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ROBERT SCHWARTZ

n/a

City

State

Country

Employees

Also broker-dealer

Itasca

United States

CROWN POINT

United States

Hoxie

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 4, 2026

$389M

$177M

n/a

2024

Mar 24, 2025

$324M

$127M

n/a

2023

Mar 7, 2024

$255M

$96.9M

n/a

2022

Mar 27, 2023

$244M

$90.0M

n/a

2021

Mar 31, 2022

$233M

$108M

n/a

2020

Mar 30, 2021

$202M

$85.0M

n/a

2019

Apr 1, 2020

$187M

$66.0M

n/a

2018

Mar 29, 2019

$186M

$60.0M

n/a

2017

Mar 31, 2018

$193M

$70.0M

n/a

2016

Mar 31, 2017

$180M

$58.0M

n/a

2015

Mar 29, 2016

$154M

$44.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$389M

$324M

20.0%

$244M

16.8%