DFX Intelligence

D•••• M•••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst21 years in industry

D•••• M•••••• S••••

Advisor at R•••••• P••• A•••••••

R•••••• CITY, CA

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Search this name across graphsid dfx:ria:7f5c5788-6b8a-94c6-a984-a212aa454992

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 16, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• P••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 18, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• P••• A•••••••	Independent wealth	Jun 29, 2020	n/a	yes	R•••••• CITY, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jan 4, 2017	Jul 2, 2020	no	R•••••• CITY, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	R•••••• P••• A•••••••	Jul 2, 2020	Jun 29, 2020	-3	Firm change	Ibd to new firm
M••••• S•••••• D• I•••	L•• F•••••••• L••	Jan 26, 2006	Jan 4, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:307958:CA:2020-07-02	Jul 2, 2020	Jun 29, 2020	R•••••• CITY, CA	Firm change

Relationships

Registered with (3)

→ R•••••• P••• A•••••••Registered adviserregistration: current employment
Jun 29, 2020 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 4, 2017 to Jul 2, 2020factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
May 16, 2005 to Jan 26, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7f5c5788-6b8a-94c6-a984-a212aa454992
First observed: May 16, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.