T• A•• T•••

Advisor at C••••••••• F••••••••• L••

TUSTIN, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7f64a101-d5f0-57a2-d767-d12ab345dda8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 30, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 23, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F••••••••• L••	Independent wealth	Mar 16, 2017	n/a	yes	TUSTIN, CA	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Dec 30, 1998	Mar 15, 2017	no	Tustin, CA\|LOS ALAMITOS, CA\|TUSTIN, CA\|LOS ALAMITOS, CA\|IRVINE, CA\|LOS ALAMITOS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	C••••••••• F••••••••• L••	Mar 15, 2017	Mar 16, 2017	1	Firm change	Ibd to new firm

Relationships

Registered with (2)

→ C••••••••• F••••••••• L••Registered adviserregistration: current employment
Mar 16, 2017 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 30, 1998 to Mar 15, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7f64a101-d5f0-57a2-d767-d12ab345dda8
First observed: Dec 30, 1998
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.