DFX Intelligence

G••••• M••••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

G••••• M••••••• K••••••

Advisor at S••••• G••••• I••••••••• L••

BOUNTIFUL, UT | Englewood, CO

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 19, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• G••••• I••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• G••••• I••••••••• L••	Mixed wealth	Jan 1, 2026	n/a	yes	Englewood, CO\|BOUNTIFUL, UT	Current employment
T••••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Jan 6, 2012	Sep 15, 2023	no	Englewood, CO\|CENTENNIAL, CO\|Englewood, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• F•••••••• A•••••••• L••	S••••• G••••• I••••••••• L••	Sep 15, 2023	Jan 1, 2026	839	Firm change after gap	Ibd to RIA
I••••••••• A••••••• I••••••••• I•••	T••••••••• F•••••••• A•••••••• L••	Jan 6, 2012	Jan 6, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
16164:157091:CO:2023-08-28	Sep 15, 2023	Jan 1, 2026	ENGLEWOOD, CO	Firm change after gap

Relationships

Registered with (3)

→ S••••• G••••• I••••••••• L••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 6, 2012 to Sep 15, 2023factForm ADV
→ I••••••••• A••••••• I••••••••• I•••Registered adviserregistration: previous registration
Dec 19, 2008 to Jan 6, 2012factForm ADV

Dated events

Order

Occurred
15 Sep 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 19, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.