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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BLUE ROCK FINANCIAL GROUP

DRAVO BAY LLC, CRD 298558

REHOBOTH BEACH, DE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7f6acf1c-3623-e662-7275-9b7426132043

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 5
On other graphs: 0
Observed: Dec 24, 2019 to Mar 26, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.68 fund_share=0.0 institutional_share=0.32 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $382MItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $279M
Private client RAUM: $260MderivedItem 5.D individuals plus high net worth individuals
Private client share: 68%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $76.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 10
Advisory employees: 5
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 795
Individual clients: 140
High net worth clients: 125
Custody, client assets: $0
SEC number: 801-117998
CIK: 1910389
CRD: 298558
Filings on the tape: 23
First filed: Dec 24, 2019
Latest filed: Mar 26, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
TODD ASHLEY ROSELLE	Certified Financial Planner\|Chartered Financial Consultant	REHOBOTH BEACH, DE	7	20	2	no
Carter Alan McClung	Certified Financial Planner	REHOBOTH BEACH, DE	5	11	n/a	no
KELLY NICOLE WILSON	Certified Financial Planner	WILMINGTON, DE	4	12	n/a	no
JUSTIN CLARKE BENNITT	n/a	REHOBOTH BEACH, DE	1	25	4	no
Christopher Allan Owens	Certified Financial Planner	REHOBOTH BEACH, DE	1	18	6	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Kaczmarczyk, Kelly	CHIEF COMPLIANCE OFFICER	Na	yes	10/2020	Oct 23, 2020	Jul 29, 2024
ROSELLE, TODD, ASHLEY	Principal	E	yes	08/2018	Dec 24, 2019	Jul 29, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Wilmington	De	United States	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 7 of 8

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$382M	$279M	10	5	1	n/a	n/a
2024	Apr 10, 2025	$335M	$244M	7	3	1	n/a	n/a
2023	Mar 15, 2024	$274M	$194M	10	6	1	n/a	n/a
2022	Mar 15, 2023	$207M	$149M	8	6	1	n/a	n/a
2021	Mar 16, 2022	$197M	$135M	7	6	1	n/a	n/a
2020	Mar 21, 2021	$154M	$95.0M	4	2	1	n/a	n/a
2019	Mar 27, 2020	$119M	$74.1M	5	2	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$382M	$335M	14.0%	$207M	22.6%	10	7	1	1

Relationships

Registered with (8)

← Christopher Allan OwensAdvisorregistration: current employment
Jul 8, 2025 to presentfactForm ADV
← JUSTIN CLARKE BENNITTAdvisorregistration: current employment
Jun 30, 2025 to presentfactForm ADV
← KELLY NICOLE WILSONAdvisorregistration: current employment
Jan 13, 2022 to presentfactForm ADV
← Carter Alan McClungAdvisorregistration: current employment
Jul 27, 2021 to presentfactForm ADV
← TODD ASHLEY ROSELLEAdvisorregistration: current employment
Sep 26, 2018 to presentfactForm ADV
← JAMES R WHALENAdvisorregistration: previous registration
Feb 13, 2019 to Apr 14, 2025factForm ADV
← Jeffrey Thomas KaczmarczykAdvisorregistration: previous registration
Jun 30, 2021 to Feb 1, 2025factForm ADV
← Nicholas LombardoAdvisorregistration: previous registration
Feb 7, 2024 to Nov 7, 2024factForm ADV

Controls (2)

← ROSELLE, TODD, ASHLEYOwnerPRINCIPAL, ownership code E, individual
Dec 24, 2019 to Jul 29, 2024factForm ADV
← Kaczmarczyk, KellyOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 23, 2020 to Jul 29, 2024factForm ADV

Dated events

Occurred
Apr 14, 2025
Advisor changed firm
James R Whalen left Blue Rock Financial Group for Cypress Financial Planning (registered 2025-03-15)
Form ADVobserved 6 days ago
Occurred
Feb 1, 2025
Advisor changed firm
Jeffrey Thomas Kaczmarczyk left Blue Rock Financial Group for Tristate Wealth Advisors (registered 2025-01-15)
Form ADVobserved 6 days ago
Occurred
Nov 7, 2024
Advisor changed firm
Nicholas Lombardo left Blue Rock Financial Group for Commonwealth Financial Network (registered 2026-06-07)
Form ADVobserved 6 days ago
Occurred
Oct 23, 2020
Control person joined
Kelly Kaczmarczyk (Chief Compliance Officer) appeared on Schedule A of Blue Rock Financial Group
Form ADVobserved 6 days ago
Occurred
Dec 24, 2019
First Form ADV filing
Blue Rock Dravo Bay filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7f6acf1c-3623-e662-7275-9b7426132043
First observed: Dec 24, 2019
Last observed: Mar 26, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BLUE ROCK FINANCIAL GROUP

DRAVO BAY LLC, CRD 298558

REHOBOTH BEACH, DE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7f6acf1c-3623-e662-7275-9b7426132043

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:17 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

TODD ASHLEY ROSELLE

Certified Financial Planner|Chartered Financial Consultant

REHOBOTH BEACH, DE

Carter Alan McClung

Certified Financial Planner

REHOBOTH BEACH, DE

n/a

KELLY NICOLE WILSON

Certified Financial Planner

WILMINGTON, DE

n/a

JUSTIN CLARKE BENNITT

n/a

REHOBOTH BEACH, DE

Christopher Allan Owens

Certified Financial Planner

REHOBOTH BEACH, DE

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Kaczmarczyk, Kelly

CHIEF COMPLIANCE OFFICER

yes

10/2020

Oct 23, 2020

Jul 29, 2024

ROSELLE, TODD, ASHLEY

Principal

yes

08/2018

Dec 24, 2019

Jul 29, 2024

City

State

Country

Employees

Also broker-dealer

Wilmington

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$382M

$279M

n/a

2024

Apr 10, 2025

$335M

$244M

n/a

2023

Mar 15, 2024

$274M

$194M

n/a

2022

Mar 15, 2023

$207M

$149M

n/a

2021

Mar 16, 2022

$197M

$135M

n/a

2020

Mar 21, 2021

$154M

$95.0M

n/a

2019

Mar 27, 2020

$119M

$74.1M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$382M

$335M

14.0%

$207M

22.6%