DFX Intelligence
Reading the graph
Reading the graph
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Advisor at B••• R••• F•••••••• G••••
REHOBOTH BEACH, DE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••• R••• F•••••••• G•••• | Independent wealth | Jul 8, 2025 | n/a | yes | REHOBOTH BEACH, DE | Current employment |
| W••••••••• A••••••• | Independent wealth | Jan 5, 2021 | Jun 24, 2025 | no | Potomac, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W••••••••• A••••••• | B••• R••• F•••••••• G•••• | Jun 24, 2025 | Jul 8, 2025 | 14 | Firm change | RIA to RIA |
| W••••••••• A••••••• | W••••••••• A••••••• | Dec 31, 2020 | Jan 5, 2021 |
| W••••••••• A••••••• | Former SEC adviser | Jan 9, 2018 | Dec 31, 2020 | no | POTOMAC, MD | Previous registration |
| M••••• S•••••• | Wirehouse | Sep 26, 2017 | Dec 19, 2017 | no | POTOMAC, MD | Previous registration |
| S•••• W••••• M••••••••• L•• | Bd affiliated wealth | Nov 23, 2016 | Dec 8, 2016 | no | McLean, VA | Previous registration |
| C••••••••• W••••• A•••••••• L•• | Former SEC adviser | May 19, 2011 | Oct 31, 2016 | no | CALIFORNIA, CA | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Feb 12, 2008 | May 17, 2011 | no | WASHINGTON, DC|COLUMBIA, MD|R•••VILLE, MD|COLUMBIA, MD|R•••VILLE, MD|GAITHERSBURG, MD | Previous registration |
| 5 |
| Bulk transfer |
| RIA to RIA |
| M••••• S•••••• | W••••••••• A••••••• | Dec 19, 2017 | Jan 9, 2018 | 21 | Firm change | Other |
| S•••• W••••• M••••••••• L•• | M••••• S•••••• | Dec 8, 2016 | Sep 26, 2017 | 292 | Firm change | Other |
| C••••••••• W••••• A•••••••• L•• | S•••• W••••• M••••••••• L•• | Oct 31, 2016 | Nov 23, 2016 | 23 | Firm change | Other |
| W•••• F•••• A••••••• | C••••••••• W••••• A•••••••• L•• | May 17, 2011 | May 19, 2011 | 2 | Firm change | Other |