DFX Intelligence

S•••••• M•••••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

S•••••• M•••••• D••••••

Advisor at I••••••••• A••••• I••••••••• M••••••••• L••

Grand Rapids, MI

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Search this name across graphsid dfx:ria:7f6b1289-816d-0d57-4224-9cbd09e5bad1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 10, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• A••••• I••••••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 29, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• A••••• I••••••••• M••••••••• L••	Bd affiliated wealth	Jan 12, 2016	n/a	yes	Grand Rapids, MI	Current employment
I••••••••• A••••• I••••••••• M••••••••• L••	Bd affiliated wealth	May 15, 2013	Dec 31, 2015	no	ORLANDO, FL\|GRAND RAPIDS, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	I••••••••• A••••• I••••••••• M••••••••• L••	Mar 27, 2013	May 15, 2013	49	Firm change	Other

Relationships

Registered with (2)

→ I••••••••• A••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
May 15, 2013 to Dec 31, 2015factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 17, 2012 to Mar 27, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7f6b1289-816d-0d57-4224-9cbd09e5bad1
First observed: Sep 10, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.