DFX Intelligence

T••••• R•••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

T••••• R•••• C••••••

Advisor at C•••••• A••••••• L••

Chicago, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7f6b1426-63da-12dc-a783-f6e4d716ec6c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 14, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Apr 10, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A••••••• L••	Asset manager	Mar 26, 2026	n/a	yes	Chicago, IL	Current employment
N••••••• T•••• I••••••••• I•••••••••	Asset manager	Jun 8, 2021	May 1, 2025	no	CHICAGO, IL\|Chicago, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••• T•••• I••••••••• I•••••••••	C•••••• A••••••• L••	May 1, 2025	Mar 26, 2026	329	Firm change	Other
N••••• A•••• M••••••••• L••	N••••••• T•••• I••••••••• I•••••••••	Mar 26, 2020	Jun 8, 2021

Relationships

Registered with (4)

→ C•••••• A••••••• L••Registered adviserregistration: current employment
Mar 26, 2026 to presentfactForm ADV
→ N••••••• T•••• I••••••••• I•••••••••Registered adviserregistration: previous registration
Jun 8, 2021 to May 1, 2025factForm ADV
→ N••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Aug 21, 2015 to Mar 26, 2020factForm ADV
→ I•••••• A•••••••• I•••

Dated events

Occurred
May 1, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7f6b1426-63da-12dc-a783-f6e4d716ec6c
First observed: Sep 14, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.