DFX Intelligence

A•••••• N••••• I•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

A•••••• N••••• I•••••••••

Advisor at M••••••

••• Locked

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Search this name across graphsid dfx:ria:7f6be5ee-c0a1-582f-93ce-450641f2f735

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Nov 30, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Mar 31, 2026	n/a	yes	Palm Beach Gardens, FL\|Port St Lucie, FL	Current employment
H•••••••• A•••••••• L••	Bd affiliated wealth	Jan 3, 2022	Apr 2, 2026	no	Naples, FL\|CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••••• A•••••••• L••	M••••••	Apr 2, 2026	Mar 31, 2026	-2	Firm change	Ibd to ibd
F••• M••••• • W••••••••• L••	H•••••••• A•••••••• L••	Jun 30, 2022	Jan 3, 2022

Relationships

Registered with (3)

→ M••••••Registered adviserregistration: current employment
Mar 31, 2026 to presentfactForm ADV
→ H•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 3, 2022 to Apr 2, 2026factForm ADV
→ F••• M••••• • W••••••••• L••Registered adviserregistration: previous registration
Nov 30, 2021 to Jun 30, 2022factForm ADV

Dated events

Occurred
Apr 2, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jun 30, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7f6be5ee-c0a1-582f-93ce-450641f2f735
First observed: Nov 30, 2021
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.