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CRD 148901
BETHESDA, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MICHAEL MARTIN CASPANI | n/a | BETHESDA, MD | 5 | 11 | n/a | yes |
| DANIEL Stuart FRIEDMAN | n/a | BETHESDA, MD | 5 | 11 | n/a | yes |
| Austin Robert Duke | n/a | Raleigh, NC | BETHESDA, MD | 2 | 11 | n/a | no |
| Calvin G Aubrey | n/a | BETHESDA, MD | 0 | 10 | n/a | no |
| WILLIAM FRANKLIN SNIDER | Chartered Financial Analyst | BETHESDA, MD | 0 | 31 | n/a | yes |
| Henry NMN Dervishi | n/a | BETHESDA, MD | 0 | 10 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| BROADOAK FUND V | Private Equity Fund | $137M | Mar 27, 2024 | 75 | Jun 23, 2021 | reported | 021-398495 |
| BROADOAK FUND IV | Private Equity Fund | $78.9M | Mar 27, 2024 | 49 | Jun 23, 2021 | reported | 021-321593 |
| BROADOAK INCOME FUND, L.P. | Private Equity Fund | $62.7M | Mar 27, 2024 | 17 | Mar 27, 2024 | reported | 021-49701 |
| BROADOAK CAPITAL 2016A LLC | Private Equity Fund | $35.7M | Mar 27, 2024 | 27 | Jun 23, 2021 | reported | 021-289231 |
| BROADOAK FUND III, LLC | Private Equity Fund | $25.3M | Mar 27, 2024 | 49 | Jun 23, 2021 | reported | 021-252032 |
| BROADOAK BIOTOOLS VENTURE FUND, LLC | Venture Capital Fund | $16.1M | Mar 27, 2024 | 19 | Oct 28, 2022 | reported | 021-459555 |
| BROADOAK CAPITAL 2019C | Private Equity Fund | $8.1M | Mar 27, 2024 | 35 | Jun 23, 2021 | reported | 021-461257 |
| BROADOAK CAPITAL 2018B | Private Equity Fund | $7.3M | Mar 27, 2024 | 31 | Jun 23, 2021 | reported | 021-412901 |
| BROADOAK FUND II LLC | Private Equity Fund | $6.8M | Nov 30, 2022 | 21 | Jun 23, 2021 | dropped | 021-186947 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ATALLAH, HOLLY, SCOTT | CHIEF COMPLIANCE OFFICER | Na | yes | 03/2102 | Mar 27, 2024 | Mar 27, 2024 |
| BROADOAK CAPITAL PARTNERS, LLC | MANAGING MEMBER | E | yes | 11/2008 | Dec 14, 2011 | Mar 27, 2024 |
| SNIDER, WILLIAM, FRANKLIN | MANAGING MEMBER | C | yes | 01/2007 | Dec 14, 2011 | Mar 27, 2024 |
| SNIDER, WILLIAM, FRANKLIN | MANAGING PARTNER | Na | yes | 11/2008 | Dec 14, 2011 | Mar 27, 2024 |
| HANAN, LARS, MARTIN | MANAGING MEMBER | F | no | 01/2007 | Dec 14, 2011 | Mar 27, 2024 |
| RESEARCH CORPORATION TECHNOLOGIES, INC. | Member | F | no | 05/2021 | Oct 28, 2022 | Mar 27, 2024 |
| WILSON, DONALD, KYLE | OWNER/PARTNER | C | no | 12/2018 | Jun 23, 2021 | Mar 27, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| BROADOAK PARTNERS, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Raleigh | Nc | United States | 3 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 30, 2026 | $519M | $519M | 10 | 9 | 1 | 10 | n/a |
| 2024 | Apr 24, 2025 | $595M | $595M | 10 | 9 | 1 | 9 | n/a |
| 2023 | Mar 27, 2024 | $371M | $371M | 8 | 8 | 1 | 8 | $371M |
| 2022 | Mar 23, 2023 | $289M | $289M | 10 | 7 | 0 | 7 | $289M |
| 2021 | Mar 21, 2022 | $245M | $245M | 7 | 4 | 0 | 7 | $245M |
| 2011 | Dec 14, 2011 | $52.0M | $0 | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $519M | $595M | -12.8% | $289M | 21.5% | 10 | 10 | 1 | 1 |