DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••••• A•••• M••••••••• L••
Latest filing Aug 31, 2026
First filing on the tape Dec 14, 2011 · 16 filings
SEC status approved since Jul 23, 2021
RAUM
$519M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$86.5M
derived; firm RAUM over IAPD count
Employees
10
9 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
10
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$519M as of Aug 31, 2026
Dec 14, 2011$52.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)8 as of Aug 31, 2026
Dec 14, 20110 then
Employees (5.A)10 as of Aug 31, 2026
Mar 21, 20227 then
Private funds10 as of Aug 31, 2026
Mar 21, 20227 then
RAUM -13% over the last fiscal year+22% a year over threeIARs 7 to 8
Practice profile
derived from the filing of Aug 31, 2026; every figure names its basis
- RAUM per advisor
- $86.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $57.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +14%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $519M, 9 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- controlled by a public reporting company (10.A)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$519M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $519M for 9 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=3.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• M••••• C•••••• | Bethesda, Md | Dec 11, 2020 | 11 y | 0 |
| D••••• S••••• F••••••• | Bethesda, Md | Dec 11, 2020 | 11 y | 0 |
| A••••• R••••• D••• | Raleigh, Nc | May 30, 2024 | 11 y | 0 |
| C••••• G• A••••• | Bethesda, Md | Dec 6, 2025 | 10 y | 0 |
| W•••••• F••••••• S•••••Chartered Financial Analyst | Bethesda, Md | Dec 8, 2025 | 31 y | 0 |
| H•••• N•• D••••••• | Bethesda, Md | Jan 1, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B••••••• F••• V• | Private Equity Fund | $137M | 75 | Jun 23, 2021 |
| B••••••• F••• I• | Private Equity Fund | $78.9M | 49 | Jun 23, 2021 |
| B••••••• I••••• F•••• L••• | Private Equity Fund | $62.7M | 17 | Mar 27, 2024 |
| B••••••• C•••••• 2•••• L•• | Private Equity Fund | $35.7M | 27 | Jun 23, 2021 |
| B••••••• F••• I••• L•• | Private Equity Fund | $25.3M | 49 | Jun 23, 2021 |
| B••••••• B••••••• V•••••• F•••• L•• | Venture Capital Fund | $16.1M | 19 | Oct 28, 2022 |
| B••••••• C•••••• 2•••• | Private Equity Fund | $8.1M | 35 | Jun 23, 2021 |
| B••••••• C•••••• 2•••• | Private Equity Fund | $7.3M | 31 | Jun 23, 2021 |
| B••••••• F••• I• L••no longer reported | Private Equity Fund | $6.8M | 21 | Jun 23, 2021 |
Owners and control persons
Schedule A and B, latest filing
- A••••••• H••••• S•••• · Chief Compliance Officercontrolsince 03/2102 · owns less than 5%
- S•••••• W••••••• F••••••• · Managing Partnercontrolsince 11/2008 · owns less than 5%
- S•••••• W••••••• F••••••• · Managing Membercontrolsince 01/2007 · owns 25% to 50% of B••••••• C•••••• P•••••••• L••
- H••••• L•••• M••••• · Managing Membersince 01/2007 · owns F of B••••••• C•••••• P•••••••• L••
- W•••••• D•••••• K••• · Owner/Partnersince 12/2018 · owns 25% to 50% of B••••••• C•••••• P•••••••• L••
Entity owners
- B••••••• C•••••• P•••••••• L•• · Managing Memberdirect · owns 75% or more
- R••••••• C••••••••• T••••••••• I••• · Memberindirect · owns F of B••••••• C•••••• P•••••••• L••
Related persons
Schedule D 7.A
- B••••••• P•••••••• L••broker-dealern
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bethesda, Md · principal | 6 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Raleigh, NC3 employees
What changed
consecutive filings, newest first
- Private funds · 9 to 10Mar 26, 2026 to Apr 30, 2026
- RAUM · $595M to $519MApr 24, 2025 to Mar 26, 2026
- Accounts · 12 to 9Apr 24, 2025 to Mar 26, 2026
- Pooled vehicle clients · 12 to 9Apr 24, 2025 to Mar 26, 2026
- Assets in custody · $534M to $519MApr 24, 2025 to Mar 26, 2026
- State-registered IARs · 7 to 8Apr 24, 2025 to Mar 26, 2026
- Discretionary RAUM · $595M to $519MApr 24, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $595M to $519MApr 24, 2025 to Mar 26, 2026
- Accounts · 8 to 12Mar 27, 2024 to Apr 24, 2025
- Advisory employees · 8 to 9Mar 27, 2024 to Apr 24, 2025
- Advisory activities · 1 to 2Mar 27, 2024 to Apr 24, 2025
- Pooled vehicle clients · 8 to 12Mar 27, 2024 to Apr 24, 2025
- Assets in custody · $371M to $534MMar 27, 2024 to Apr 24, 2025
- Employees · 8 to 10Mar 27, 2024 to Apr 24, 2025
- Financial planning clients · 0 to 0Mar 27, 2024 to Apr 24, 2025
- State-registered IARs · 5 to 7Mar 27, 2024 to Apr 24, 2025
- Private funds · 8 to 9Mar 27, 2024 to Apr 24, 2025
- Discretionary RAUM · $371M to $595MMar 27, 2024 to Apr 24, 2025
- Pooled vehicle RAUM · $371M to $595MMar 27, 2024 to Apr 24, 2025
- RAUM · $371M to $595MMar 27, 2024 to Apr 24, 2025
- Accounts · 7 to 8Mar 23, 2023 to Mar 27, 2024
- Advisory employees · 7 to 8Mar 23, 2023 to Mar 27, 2024
- Pooled vehicle clients · 7 to 8Mar 23, 2023 to Mar 27, 2024
- Assets in custody · $289M to $371MMar 23, 2023 to Mar 27, 2024
- Employees · 10 to 8Mar 23, 2023 to Mar 27, 2024
- State-registered IARs · 7 to 5Mar 23, 2023 to Mar 27, 2024
- Other offices · 0 to 1Mar 23, 2023 to Mar 27, 2024
- Private funds · 7 to 8Mar 23, 2023 to Mar 27, 2024
- Discretionary RAUM · $289M to $371MMar 23, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $289M to $371MMar 23, 2023 to Mar 27, 2024
- RAUM · $289M to $371MMar 23, 2023 to Mar 27, 2024
- Advisory employees · 6 to 7Nov 30, 2022 to Mar 23, 2023
- Assets in custody · $245M to $289MNov 30, 2022 to Mar 23, 2023
- Employees · 7 to 10Nov 30, 2022 to Mar 23, 2023
- State-registered IARs · 6 to 7Nov 30, 2022 to Mar 23, 2023
- Private funds · 8 to 7Nov 30, 2022 to Mar 23, 2023
- Discretionary RAUM · $245M to $289MNov 30, 2022 to Mar 23, 2023
- Pooled vehicle RAUM · $245M to $289MNov 30, 2022 to Mar 23, 2023
- RAUM · $245M to $289MNov 30, 2022 to Mar 23, 2023
- Accounts · 8 to 7Mar 21, 2022 to Oct 28, 2022
Signals
4 dated events
- B••••••• A•••• M••••••••• L•• reported RAUM $595.4M, up 61% from $371.0M (2024-03-27 to 2025-04-24)Apr 24, 2025 · RAUM change · derived
- Scott Holly Atallah (Chief Compliance Officer) appeared on Schedule A of B••••••• A•••• M••••••••• L••Mar 27, 2024 · Control person joined · fact
- B••••••• A•••• M••••••••• L•• reported RAUM $245.0M, up 105% from $119.8M (2021-06-23 to 2022-03-21)Mar 21, 2022 · RAUM change · derived
- B••••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 23, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- B••••••• A•••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- B••••••• A•••• M••••••••• L•• · Private Equityshared crd · organization
- B••••••• A•••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- B•••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 301-358-2692reportedpublic record, Form ADV, Aug 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $86.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026