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R•••••• A•••••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

R•••••• A•••••••• B•••••

Advisor at O•••• A••••••• S•••••••• L••

ATLANTA, GA | El Paso, TX | Phoenix, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7f88ad37-10c1-cdd0-108b-18c18a5b07f2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Nov 9, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 2, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Sep 18, 2024	n/a	yes	El Paso, TX\|Phoenix, AZ	Current employment
O•••• A••••••• S•••••••• L••	Bd affiliated wealth	Aug 30, 2019	n/a	yes	ATLANTA, GA\|El Paso, TX

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M• H••••••• S••••••••• I•••	O•••• A••••••• S•••••••• L••	Aug 30, 2019	Aug 30, 2019	0	Firm change	Ibd to ibd
I•••••••• C•••••• A•••••••	M• H••••••• S••••••••• I•••	May 3, 2016

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
43285:171070:TX:2019-08-30	Aug 30, 2019	Aug 30, 2019	EL PASO, TX	Firm change
30613:43285:MA:2016-05-02	May 3, 2016	Apr 15, 2016	LYNNFIELD, MA	Firm change

Relationships

Registered with (7)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Sep 18, 2024 to presentfactForm ADV
→ O•••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Aug 30, 2019 to presentfactForm ADV
→ M• H••••••• S••••••••• I•••Registered adviserregistration: previous registration
Apr 15, 2016 to Aug 30, 2019factForm ADV
→ I•••••••• C•••••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7f88ad37-10c1-cdd0-108b-18c18a5b07f2
First observed: Nov 9, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.