DFX Intelligence

M•••••• D•••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

M•••••• D•••• C•••••

Advisor at K•• I••••••••• S••••••• L••

BROOKLYN, OH | HIGHLAND HEIGHTS, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 20, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•• I••••••••• S••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 18, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•• I••••••••• S••••••• L••	Bd affiliated wealth	Dec 21, 2009	n/a	yes	BROOKLYN, OH\|HIGHLAND HEIGHTS, OH	Current employment
H••••••••• F•••••••• A•••••••	Bd affiliated wealth	Mar 20, 2008	Dec 14, 2009	no	CONCORD, OH\|EUCLID, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••••• F•••••••• A•••••••	K•• I••••••••• S••••••• L••	Dec 14, 2009	Dec 21, 2009	7	Firm change	Other
C•••• I••••••••• S••••••• C••••	H••••••••• F•••••••• A•••••••	Feb 28, 2008	Mar 20, 2008

Relationships

Registered with (4)

→ K•• I••••••••• S••••••• L••Registered adviserregistration: current employment
Dec 21, 2009 to presentfactForm ADV
→ H••••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Mar 20, 2008 to Dec 14, 2009factForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
Feb 21, 2006 to Feb 28, 2008factForm ADV
→ M••••• S•••••• D• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 20, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.