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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

WINDCREST PARTNERS INVESTMENT MANAGEMENT, LLC

CRD 163650

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7fab9b64-636d-c56a-534d-16fda2bb8fe4

Data as of Mar 31, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 2
Observed: Jun 17, 2013 to Mar 31, 2017
6 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Windcrest Partners Investment Management, LLC

Private equity manager · shared crd

Venture Capitalidentity

Windcrest Partners Investment Management, LLC

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $157MItem 5.F on the latest filing (2017-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $157M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Accounts: 6
Private funds: 6Schedule D 7.B(1)
Private fund GAV: $157Mgross asset value as reported per fund; never fund size
Custody, client assets: $157M
SEC number: 801-78233
CRD: 163650
Filings on the tape: 6
First filed: Jun 17, 2013
Latest filed: Mar 31, 2017
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
HOLYOKE PARTNERS FUND I, LP	Hedge Fund	$73.2M	Mar 31, 2017	13	Mar 29, 2012	reported	021-75335
HOLYOKE PARTNERS OFFSHORE FUND LIMITED	Hedge Fund	$36.3M	Mar 31, 2017	9	Mar 29, 2012	reported	021-76429
WINDCREST PARTNERS II, LP	Private Equity Fund	$19.5M	Mar 31, 2017	49	Mar 30, 2012	reported	n/a
WINDCREST PARTNERS PUBLIC INVESTMENTS MASTER FUND, LP	Hedge Fund	$18.6M	Mar 31, 2017	2	Mar 19, 2013	reported	n/a
WINDCREST PARTNERS PUBLIC INVESTMENTS, LP	Hedge Fund	$8.8M	Mar 31, 2017	22	Mar 30, 2012	reported	021-132762
WINDCREST PARTNERS PUBLIC INVESTMENTS, OFFSHORE LTD.	Hedge Fund	$0	Mar 31, 2017	1	Mar 19, 2013	reported	021-183790

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GELLERT, JAMES, HOLDER	CCO, MANAGING MEMBER, CEO	E	yes	07/2008	Jun 17, 2013	Mar 31, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WINDCREST PARTNERS GP, LLC	n/a	n/a	n/a	N	yes	n/a
WINDCREST PARTNERS PUBLIC INVESTMENTS GP, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 31, 2017	$157M	$157M	4	3	n/a	6	$157M
2015	Mar 30, 2016	$209M	$209M	4	3	n/a	6	$209M
2014	Mar 31, 2015	$209M	$209M	4	3	n/a	6	$228M
2013	Mar 31, 2014	$218M	$80.7M	4	3	n/a	6	$243M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$157M	$209M	-25.2%	$218M	-10.5%	4	4	n/a	n/a

Relationships

Advises (6)

→ WINDCREST PARTNERS PUBLIC INVESTMENTS, OFFSHORE LTD.Private fundHedge Fund, IA
Mar 19, 2013 to presentfactForm ADV
→ WINDCREST PARTNERS PUBLIC INVESTMENTS MASTER FUND, LPPrivate fundHedge Fund, IA
Mar 19, 2013 to presentfactForm ADV
→ WINDCREST PARTNERS PUBLIC INVESTMENTS, LPPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ HOLYOKE PARTNERS OFFSHORE FUND LIMITEDPrivate fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ HOLYOKE PARTNERS FUND I, LPPrivate fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ WINDCREST PARTNERS II, LPPrivate fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV

Controls (1)

← GELLERT, JAMES, HOLDEROwnerCCO, MANAGING MEMBER, CEO, ownership code E, individual
Jun 17, 2013 to presentfactForm ADV

Dated events

Occurred
Jun 17, 2013
First Form ADV filing
Windcrest Partners Investment Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7fab9b64-636d-c56a-534d-16fda2bb8fe4
First observed: Jun 17, 2013
Last observed: Mar 31, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WINDCREST PARTNERS INVESTMENT MANAGEMENT, LLC

CRD 163650

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7fab9b64-636d-c56a-534d-16fda2bb8fe4

Data as of Mar 31, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:30 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

HOLYOKE PARTNERS FUND I, LP

Hedge Fund

$73.2M

Mar 31, 2017

Mar 29, 2012

reported

021-75335

HOLYOKE PARTNERS OFFSHORE FUND LIMITED

Hedge Fund

$36.3M

Mar 31, 2017

Mar 29, 2012

reported

021-76429

WINDCREST PARTNERS II, LP

Private Equity Fund

$19.5M

Mar 31, 2017

Mar 30, 2012

reported

n/a

WINDCREST PARTNERS PUBLIC INVESTMENTS MASTER FUND, LP

Hedge Fund

$18.6M

Mar 31, 2017

Mar 19, 2013

reported

n/a

WINDCREST PARTNERS PUBLIC INVESTMENTS, LP

Hedge Fund

$8.8M

Mar 31, 2017

Mar 30, 2012

reported

021-132762

WINDCREST PARTNERS PUBLIC INVESTMENTS, OFFSHORE LTD.

Hedge Fund

Mar 31, 2017

Mar 19, 2013

reported

021-183790

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GELLERT, JAMES, HOLDER

CCO, MANAGING MEMBER, CEO

yes

07/2008

Jun 17, 2013

Mar 31, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WINDCREST PARTNERS GP, LLC

n/a

yes

n/a

WINDCREST PARTNERS PUBLIC INVESTMENTS GP, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 31, 2017

$157M

n/a

$157M

2015

Mar 30, 2016

$209M

n/a

$209M

2014

Mar 31, 2015

$209M

n/a

$228M

2013

Mar 31, 2014

$218M

$80.7M

n/a

$243M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$157M

$209M

-25.2%

$218M

-10.5%

n/a