DFX Intelligence

R•• R•••••• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

R•• R•••••• J••••

Advisor at E••••••••

MIDVALE, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7fb949bd-5b98-8b3a-95e9-5784d031e684

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jul 18, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 3, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• T•••	State registered	Jan 12, 2026	n/a	yes	MIDVALE, UT\|MIDVALE, UT	Current employment
E• P•••••••••	Independent wealth	Oct 13, 2023	n/a	yes	MIDVALE, UT	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	E••••••••	Jul 7, 2015	Aug 14, 2015	38	Firm change	Other
C••• B•••••••• S•••••••• I•••	L•• F•••••••• L••	Oct 19, 2005	Oct 26, 2005

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:222515:UT:2015-07-07	Jul 7, 2015	Aug 14, 2015	SANDY, UT	Firm change

Relationships

Registered with (7)

→ M•• T•••Registered adviserregistration: current employment
Jan 12, 2026 to presentfactForm ADV
→ E• P•••••••••Registered adviserregistration: current employment
Oct 13, 2023 to presentfactForm ADV
→ E••••••••Registered adviserregistration: current employment
Aug 14, 2015 to presentfactForm ADV
→ L•• F•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7fb949bd-5b98-8b3a-95e9-5784d031e684
First observed: Jul 18, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.