DFX Intelligence

E• P•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

E• P•••••••••

CRD 326617

MIDVALE, UT

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Search this name across graphsid dfx:ria:67a4a319-e2f3-981b-bc5e-20c2bc9947e4

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 4
On other graphs: 0
Observed: Jun 14, 2023 to Mar 27, 2026
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=2.0
Regulatory AUM: $239M••• Locked
Discretionary RAUM: $239M
Private client RAUM: $237Mderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $79.8Mderived

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E• H•••••••• L••	Owner	E	yes	09/2023	Dec 8, 2023	Nov 4, 2024
J••••• J•••••• P••• E••••• D••• R••	OWNER, MANAGING MEMBER	C	yes	09/2023	Jun 14, 2023	Nov 4, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••• W••••• G••••• L••	n/a	Independent wealth	$248M	N	yes	n/a
M• H• L••••••• I•••	n/a	State registered	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$239M	$134M	78.6%	n/a	n/a	9	8	0	0

Relationships

Affiliated with (3)

← E••••••••Registered adviserother investment adviser, common control
factForm ADV
→ E••••••••Registered adviserother investment adviser, common control
factForm ADV
→ M•• T•••Registered adviserbroker-dealer, common control
factForm ADV

Registered with (4)

← R•• R•••••• J••••

Dated events

Occurred
Mar 27, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$105M
Occurred
Aug 28, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 8, 2023
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 14, 2023
First Form ADV filing

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:67a4a319-e2f3-981b-bc5e-20c2bc9947e4
First observed: Jun 14, 2023
Last observed: Mar 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.