DFX Intelligence
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Reading the graph
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Advisor at T••••••• I••••••••• M••••••••• I•••
Glenwood, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T••••••• I••••••••• M••••••••• I••• | Bd affiliated wealth | Mar 11, 2019 | n/a | yes | Glenwood, MN | Current employment |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Jul 22, 2015 | Mar 4, 2019 | no | GLENWOOD, MN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••••••• A•••••• A•••••••• I••• | T••••••• I••••••••• M••••••••• I••• | Mar 4, 2019 | Mar 11, 2019 | 7 | Firm change | Ibd to ibd |
| F•••••••• L•• | S••••••••• A•••••• A•••••••• I••• | Jul 27, 2015 | Jul 22, 2015 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 16741:110518:MN:2015-07-22 | Jul 27, 2015 | Jul 22, 2015 | GLENWOOD, MN | Firm change |
| F•••••••• L•• | Former SEC adviser | May 7, 2015 | Jul 27, 2015 | no | GLENWOOD, MN | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Dec 16, 2013 | Apr 7, 2015 | no | ALEXANDRIA, MN|Alexandria, MN | Previous registration |
| -5 |
| Firm change |
| Other |
| A••••••••• F•••••••• S•••••••• L•• | F•••••••• L•• | Apr 7, 2015 | May 7, 2015 | 30 | Firm change | Other |