E•• M•••• R••••

Advisor at F••••• G•••• A••••••• L••

COLT'S NECK, NJ | WESTWOOD, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7fc575c5-7792-c62d-8738-f2e3bb365b35

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 19, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• G•••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• G•••• A••••••• L••	Independent wealth	Jun 8, 2020	n/a	yes	WESTWOOD, NJ\|COLT'S NECK, NJ	Current employment
I••••• F•••••••• C•••••••••	Former SEC adviser	Mar 31, 2008	Feb 14, 2018	no	FREEHOLD, NJ\|APPLETON, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••• F•••••••• C•••••••••	F••••• G•••• A••••••• L••	Feb 14, 2018	Jun 8, 2020	845	Firm change after gap	Other
T••••••• I••••••••• M••••••••• I•••	I••••• F•••••••• C•••••••••	Apr 2, 2008	Mar 31, 2008

Team moves

••• Locked

Team	Left	Joined	From	Kind
12984:290427:WI:2018-02-14	Feb 14, 2018	Jun 8, 2020	APPLETON, WI	Firm change after gap

Relationships

Registered with (3)

→ F••••• G•••• A••••••• L••Registered adviserregistration: current employment
Jun 8, 2020 to presentfactForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
Mar 31, 2008 to Feb 14, 2018factForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Jan 19, 2006 to Apr 2, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7fc575c5-7792-c62d-8738-f2e3bb365b35
First observed: Jan 19, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.