DFX Intelligence

B••••• K•• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner40 years in industry

B••••• K•• A•••••••

Advisor at P•• A•••••••

Albuquerque, NM

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7fc5975d-11ca-9f7f-7741-06617ae9a0d9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 6, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•• A•••••••	Independent wealth	Apr 16, 2018	n/a	yes	Albuquerque, NM	Current employment
C•• F•••••••• G••••• I•••	Former SEC adviser	Mar 19, 2012	Dec 31, 2018	no	SCOTTSDALE, AZ\|Albuquerque, NM	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•• F•••••••• G••••• I•••	P•• A•••••••	Dec 31, 2018	Apr 16, 2018	-259	Firm change after gap	RIA to RIA
C••••• A•••••• N••••••• L••	C•• F•••••••• G••••• I•••	Mar 21, 2012	Mar 19, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
21033:173344:NM:2018-12-31	Dec 31, 2018	Apr 16, 2018	ALBUQUERQUE, NM	Firm change after gap

Relationships

Registered with (3)

→ P•• A•••••••Registered adviserregistration: current employment
Apr 16, 2018 to presentfactForm ADV
→ C•• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Mar 19, 2012 to Dec 31, 2018factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Mar 6, 1995 to Mar 21, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7fc5975d-11ca-9f7f-7741-06617ae9a0d9
First observed: Mar 6, 1995
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.