DFX Intelligence

J• C•••••• A••••••• G•••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

J• C•••••• A••••••• G•••• L••

CRD 339298

STAMFORD, CT

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Search this name across graphsid dfx:ria:7fce3cf6-936a-aa74-39fe-65118143e03f

Data as of Jun 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 14, 2026 to Jun 3, 2026
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.88 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $263M••• Locked
Discretionary RAUM: $263M
Private client RAUM: $232Mderived••• Locked
Private client share: 88%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $263Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••• A••••• C•••	Certified Financial Planner	STAMFORD, CT	0	30	3	no

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••• J••••• A•••••	PRINCIPAL, AND MANAGING PARTNER	E	yes	11/2025	Jun 3, 2026	Jun 3, 2026
D••••• K••••• T•••••	CHIEF COMPLIANCE OFFICER	Na	no	04/2026	Jun 3, 2026	Jun 3, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 14, 2026	$0	$0	1	1	0	n/a	n/a

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$263M	n/a	n/a	n/a	n/a	2	n/a	0	n/a

Relationships

Owns (1)

← D••••• K••••• T•••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 3, 2026 to presentfactForm ADV

Controls (1)

← C•••• J••••• A•••••OwnerPRINCIPAL, AND MANAGING PARTNER, ownership code E, individual
Jun 3, 2026 to presentfactForm ADV

Registered with (1)

← J•••• A••••• C•••Advisorregistration: current employment
Jan 16, 2026 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7fce3cf6-936a-aa74-39fe-65118143e03f
First observed: Jan 14, 2026
Last observed: Jun 3, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.