DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at J• C•••••• A••••••• G•••• L••
STAMFORD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J• C•••••• A••••••• G•••• L•• | Independent wealth | Jan 16, 2026 | n/a | yes | STAMFORD, CT | Current employment |
| T•• C•••••• G••••• L•• | Former SEC adviser | Aug 5, 2009 | Apr 30, 2026 | no | STAMFORD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T•• C•••••• G••••• L•• | J• C•••••• A••••••• G•••• L•• | Apr 30, 2026 | Jan 16, 2026 | -104 | Firm change after gap | RIA to new firm |
| A••••••••• I••• | T•• C•••••• G••••• L•• | Aug 6, 2009 | Aug 5, 2009 |
| A••••••••• I••• | Bd affiliated wealth | Jul 31, 2008 | Aug 6, 2009 | no | STAMFORD, CT | Previous registration |
| G••••••• F•••••••• A•••• M••••••••• I•• | n/a | Jun 10, 2005 | Jul 31, 2008 | no | STAMFORD, CT | Previous registration |
| -1 |
| Firm change |
| Other |
| G••••••• F•••••••• A•••• M••••••••• I•• | A••••••••• I••• | Jul 31, 2008 | Jul 31, 2008 | 0 | Firm change | Other |