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Advisor at OSAIC WEALTH, INC.
WAKEFIELD, RI | WARWICK, RI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Aug 19, 2019 | n/a | yes | WARWICK, RI|WAKEFIELD, RI | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | Aug 21, 2019 | no | WARWICK, RI | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Jan 8, 2016 | Mar 25, 2017 | no | CRANSTON, RI | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 14, 2013 | Jun 30, 2015 | no | WAKEFIELD, RI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | OSAIC WEALTH, INC. | Aug 21, 2019 | Aug 19, 2019 | -2 | Firm change | Ibd to ibd |
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | MSI FINANCIAL SERVICES, INC. | Jun 30, 2015 | Jan 8, 2016 | 192 | Firm change | Other |