DFX Intelligence

E••• S••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

E••• S••• P•••••

Advisor at J•••• T•••••• I••••••••• P•••••••• L••

Lombard, IL | TAMPA, FL

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Search this name across graphsid dfx:ria:7fcf7e10-4567-2120-f74a-5aa9f6d88897

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 13, 2026 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J•••• T•••••• I••••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J•••• T•••••• I••••••••• P•••••••• L••	Independent wealth	Jun 17, 2026	n/a	yes	Lombard, IL\|TAMPA, FL	Current employment
F••••••	Independent wealth	Apr 13, 2026	Jun 11, 2026	no	SAN FRANCISCO, CA\|Lombard, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••	J•••• T•••••• I••••••••• P•••••••• L••	Jun 11, 2026	Jun 17, 2026	6	Firm change	RIA to RIA

Relationships

Registered with (2)

→ J•••• T•••••• I••••••••• P•••••••• L••Registered adviserregistration: current employment
Jun 17, 2026 to presentfactForm ADV
→ F••••••Registered adviserregistration: previous registration
Apr 13, 2026 to Jun 11, 2026factForm ADV

Dated events

Occurred
Jun 11, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7fcf7e10-4567-2120-f74a-5aa9f6d88897
First observed: Apr 13, 2026
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.