DFX Intelligence

J•••• T•••••• I••••••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

J•••• T•••••• I••••••••• P•••••••• L••

CRD 143608

TAMPA, FL

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Search this name across graphsid dfx:ria:e5623e18-79e5-e265-8c3c-3a6898b684f1

Data as of Jul 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 64
Dated events: 18
On other graphs: 2
Observed: Mar 30, 2012 to Jul 1, 2026
33 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

J•••• T•••••• I••••••••• P•••••••• L••

Intermediary · key crd, key sfn adviser, shared crd

Independent Sponsorsidentity

J•••• T•••••• I••••••••• P•••••••• L••

Capital provider to sponsors · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.7 fund_share=0.0 institutional_share=0.11 related_bd=false related_bank=false bd_reps=3.0
Regulatory AUM: $2.4B••• Locked
Discretionary RAUM: $2.2B
Private client RAUM: $1.7Bderived••• Locked
Private client share: 70%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 37
RAUM per advisor: $66.1Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• S•••• J••••	n/a	TAMPA, FL	19	27	1	yes
S•••• A••• J••••	n/a	Tampa, FL \| TAMPA, FL	19	40

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
3• T••• P•••• L••	Private Equity Fund	$1.7M	Jul 1, 2026	31	Mar 25, 2014	reported	021-199847

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••••• M•••	CHIEF OPERATING OFFICER / PARTNER / INVESTMENT ADVISER REPRESENTATIVE/ CHIEF T•••NOLOGY OFFICER	Na	yes	02/2008	Jul 1, 2026	Jul 1, 2026
J•••• T•••••• W•••••	Owner	E	yes	04/2009	Jul 1, 2026	Jul 1, 2026

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
D•••••• R••••••••	n/a	n/a	n/a	Y	no	n/a
J•••• T•••••• W••••• M•••••••••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
4	2	2	5.4%	0	1	0	9	3

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.4B	$1.8B	32.9%	$1.2B	25.6%	39	34	2	2

Relationships

Registered with (48)

← R•••• E••••Advisorregistration: current employment
Aug 31, 2026 to presentfactForm ADV
← E••• S••• P•••••Advisorregistration: current employment
Jun 17, 2026 to presentfactForm ADV
← S••• M••••••• A•• F•••••Advisorregistration: previous registration
Oct 16, 2025 to May 5, 2026factForm ADV
← J••• F••••••• T•••••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 24, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 1, 2026
Ria office opened
••• Locked
Form ADVobserved today
Occurred
Jul 1, 2026
Ria office opened
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e5623e18-79e5-e265-8c3c-3a6898b684f1
First observed: Mar 30, 2012
Last observed: Jul 1, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.