DFX Intelligence

F•••••••• C•••••••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

F•••••••• C•••••••• L•••

Advisor at L••• G••••••••• L••

Palm Beach, FL | PALM BEACH, FL

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Search this name across graphsid dfx:ria:7fd712dd-d116-b7c5-0ab1-03b954ee2e08

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 3, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••• G••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 3, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••• G••••••••• L••	Independent wealth	Aug 28, 2020	n/a	yes	PALM BEACH, FL\|Palm Beach, FL	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Nov 3, 2017	Sep 8, 2020	no	BOSTON, MA\|BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	L••• G••••••••• L••	Sep 8, 2020	Aug 28, 2020	-11	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
705:309619:MA:2020-09-03	Sep 8, 2020	Aug 28, 2020	BOSTON, MA	Firm change

Relationships

Registered with (2)

→ L••• G••••••••• L••Registered adviserregistration: current employment
Aug 28, 2020 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Nov 3, 2017 to Sep 8, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7fd712dd-d116-b7c5-0ab1-03b954ee2e08
First observed: Nov 3, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.