DFX Intelligence

L••• G••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

L••• G••••••••• L••

CRD 309619

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d5b96930-5497-6f66-3436-b647d2b139bf

Data as of May 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 0
Observed: Jul 29, 2020 to May 5, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.83 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $139M••• Locked
Discretionary RAUM: $139M
Private client RAUM: $116Mderived••• Locked
Private client share: 83%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $69.6Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
F•••••••• C•••••••• L•••	n/a	Palm Beach, FL \| PALM BEACH, FL	6	23	1	no
J••• M••• S••••••	n/a	Steamboat Springs, CO \| PALM BEACH, FL	6	12

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L••• I••••••••• H••••••• L••	Owner	E	yes	12/2021	Jan 7, 2022	Feb 21, 2024
L•••• F••••••••• C••••••••	Owner	E	yes	12/2021	Jul 29, 2020	Feb 21, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 12, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$139M	$118M	17.7%	$95.7M	13.3%	2	2	2	2

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
R•••••• J•••• • A••••••••• I•••	2	Sep 3, 2020	Aug 28, 2020	BOSTON, MA	Team lift out	Ibd to new firm	0.1%

Relationships

Registered with (2)

← F•••••••• C•••••••• L•••Advisorregistration: current employment
Aug 28, 2020 to presentfactForm ADV
← J••• M••• S••••••Advisorregistration: current employment
Aug 28, 2020 to presentfactForm ADV

Controls (2)

← L•••• F••••••••• C••••••••OwnerOWNER, ownership code E, individual
Jul 29, 2020 to Feb 21, 2024factForm ADV
← L••• I••••••••• H••••••• L••

Dated events

Occurred
Mar 7, 2023
Control person left
Eileen Rebele (Chief Compliance Officer, Chief Operating Officer And Chief Financial Officer) no longer on Schedule A of L••• G••••••••• L•• (listed 2022-06-15, absent 2023-03-07)
Form ADVobserved 7 days ago
Occurred
Jan 7, 2022
Succession filed (Item 4)
L••• G••••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 7 days ago
Occurred
Aug 18, 2021
Control person joined
Eileen Rebele (Chief Compliance Officer And Chief Financial Officer) appeared on Schedule A of L••• G••••••••• L••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d5b96930-5497-6f66-3436-b647d2b139bf
First observed: Jul 29, 2020
Last observed: May 5, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.