DFX Intelligence

Data Factory

J••••• M•••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

J••••• M•••••• S•••••••

Advisor at J. W. COLE ADVISORS, INC.

TAMPA, FL | Dousman, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7fef33d5-d82b-3e17-9d23-2c398aedb23f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 7, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J. W. COLE ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J. W. COLE ADVISORS, INC.	Bd affiliated wealth	Aug 20, 2026	n/a	yes	Dousman, WI\|TAMPA, FL	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 14, 2018	Aug 19, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	J. W. COLE ADVISORS, INC.	Aug 19, 2026	Aug 20, 2026	1	Firm change	Ibd to ibd
SII INVESTMENTS, INC.	LPL FINANCIAL LLC	Feb 15, 2018

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:112294:WI:2026-08-19	Aug 19, 2026	Aug 20, 2026	DOUSMAN, WI	Firm change

Relationships

Registered with (4)

→ J. W. COLE ADVISORS, INC.Registered adviserregistration: current employment
Aug 20, 2026 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 14, 2018 to Aug 19, 2026factForm ADV
→ SII INVESTMENTS, INC.Registered adviserregistration: previous registration
Aug 12, 2013 to Feb 15, 2018factForm ADV
→ HARBOUR INVESTMENTS, INC.

Dated events

Occurred
Aug 19, 2026
Advisor changed firm
J••••• M•••••• S••••••• left Lpl Financial Llc for J. W. Cole Advisors, Inc. (registered 2026-08-20)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7fef33d5-d82b-3e17-9d23-2c398aedb23f
First observed: Nov 7, 2001
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.