RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• M•••••• S•••••••
- J• W• C••• A•••••••• I••• BD affiliated currentsince Aug 20, 2026 · Dousman, Wi
- L•• F•••••••• L•• BD affiliatedFeb 14, 2018 to Aug 19, 2026 · Dousman, Wi
- S•• I••••••••• I••• formerAug 12, 2013 to Feb 15, 2018 · Waukesha, Wi
- H•••••• I••••••••• I••• independent RIANov 7, 2001 to Aug 15, 2013 · Delafield, Wi
- L•• F•••••••• L•• to J• W• C••• A•••••••• I•••left Aug 19, 2026, registered Aug 20, 2026 (1 days) · Affiliated broker-dealer or bank to another
- S•• I••••••••• I••• to L•• F•••••••• L••left Feb 15, 2018, registered Feb 14, 2018 (-1 days) · corporate re-registration, not a move
- H•••••• I••••••••• I••• to S•• I••••••••• I•••left Aug 15, 2013, registered Aug 12, 2013 (-3 days) · Other
- J••••• M•••••• S••••••• left L•• F•••••••• L•• for J• W• C••• A•••••••• I••• (registered 2026-08-20)Aug 19, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address