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J••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

J••• W••••••

Advisor at S••••• F•••••••• L••

SUMMERVILLE, SC

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Search this name across graphsid dfx:ria:7ff1c197-b140-8368-6d59-6c8877b8c8d9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Nov 15, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• F•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• F•••••••• L••	State registered	Jul 11, 2025	n/a	yes	SUMMERVILLE, SC	Current employment
K••••• A•••••••• I•••	Bd affiliated wealth	Sep 10, 2024	Apr 15, 2025	no	FT. LAUDERDALE, FL\|Summerville, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A•••••••• I•••	S••••• F•••••••• L••	Apr 15, 2025	Jul 11, 2025	87	Firm change	Ibd to state RIA
P••• A••••• S••••••••• L••	K••••• A•••••••• I•••	Jan 17, 2023	Sep 10, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
140808:334402:SC:2025-04-14	Apr 15, 2025	Jul 11, 2025	SUMMERVILLE, SC	Firm change

Relationships

Registered with (4)

→ S••••• F•••••••• L••Registered adviserregistration: current employment
Jul 11, 2025 to presentfactForm ADV
→ K••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 10, 2024 to Apr 15, 2025factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Nov 23, 2020 to Jan 17, 2023factForm ADV
→ E••••• J••••

Dated events

Occurred
Apr 15, 2025
Advisor changed firm
J••• W•••••• left K••••• A•••••••• I••• for S••••• F•••••••• L•• (registered 2025-07-11)
Form ADVobserved 7 days ago
Occurred
Jan 17, 2023
Advisor changed firm
J••• W•••••• left P••• A••••• S••••••••• L•• for K••••• A•••••••• I••• (registered 2024-09-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ff1c197-b140-8368-6d59-6c8877b8c8d9
First observed: Nov 15, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.