DFX Intelligence

R••••• S•••• O•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

R••••• S•••• O•••

Advisor at S••••• G••••• I••••••••• L••

Draper, UT | BOUNTIFUL, UT

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 4, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• G••••• I••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jun 4, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• G••••• I••••••••• L••	Mixed wealth	Aug 15, 2023	n/a	yes	BOUNTIFUL, UT\|Draper, UT	Current employment
T••••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Jul 21, 2015	Aug 1, 2023	no	DRAPER, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• F•••••••• A•••••••• L••	S••••• G••••• I••••••••• L••	Aug 1, 2023	Aug 15, 2023	14	Firm change	Ibd to RIA
I••••••••• A••••••• I••••••••• I•••	T••••••••• F•••••••• A•••••••• L••	Jan 6, 2012	Jan 6, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
16164:157091:UT:2023-07-11	Aug 1, 2023	Aug 15, 2023	DRAPER, UT	Firm change

Relationships

Registered with (4)

→ S••••• G••••• I••••••••• L••Registered adviserregistration: current employment
Aug 15, 2023 to presentfactForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 21, 2015 to Aug 1, 2023factForm ADV
→ I••••••••• A••••••• I••••••••• I•••Registered adviserregistration: previous registration
Jul 12, 2011 to Jan 6, 2012factForm ADV
→ F•••••••• L••••••••• A•••••••• I•••Registered adviser

Dated events

Order

Occurred
1 Aug 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 4, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.